0001437749-14-001177.txt : 20140129 0001437749-14-001177.hdr.sgml : 20140129 20140129135202 ACCESSION NUMBER: 0001437749-14-001177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140128 FILED AS OF DATE: 20140129 DATE AS OF CHANGE: 20140129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cheng Simon CENTRAL INDEX KEY: 0001555297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 14556215 MAIL ADDRESS: STREET 1: C/O ENERGY FOCUS, INC. STREET 2: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 4 1 rdgdoc.xml FORM 4 X0306 4 2014-01-28 0000924168 ENERGY FOCUS, INC/DE EFOI 0001555297 Cheng Simon ENERGY FOCUS, INC. 32000 AURORA ROAD, SUITE B SOLON OH 44139 1 Stock option 0.41 2014-01-28 4 A 0 50000 0 A 2015-01-28 2024-01-28 Common Stock 50000 50000 D Date applies to one-third of the total. The remaining two-thirds vest monthly over the following two year period. /s/ Simon Cheng 2014-01-29