0001437749-13-016327.txt : 20131220
0001437749-13-016327.hdr.sgml : 20131220
20131220162352
ACCESSION NUMBER: 0001437749-13-016327
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131218
FILED AS OF DATE: 20131220
DATE AS OF CHANGE: 20131220
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINNERTY J JAMES
CENTRAL INDEX KEY: 0001448721
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 131291822
MAIL ADDRESS:
STREET 1: 15 ICE GLEN ROAD
CITY: STOCKBRIDGE
STATE: MA
ZIP: 01262
4
1
rdgdoc.xml
PRIMARY DOCUMENT
X0306
4
2013-12-18
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001448721
FINNERTY J JAMES
32000 AURORA ROAD
SOLON
OH
44139
1
Common Stock Option
0.48
2013-12-18
4
A
0
35000
0
A
2014-01-18
2023-12-18
Common Stock
35000
130000
D
Date applies to 1/12th of the total as option vest monthly over a twelve month period.
/s/ J. James Finnerty
2013-12-20