0001437749-13-016327.txt : 20131220 0001437749-13-016327.hdr.sgml : 20131220 20131220162352 ACCESSION NUMBER: 0001437749-13-016327 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131218 FILED AS OF DATE: 20131220 DATE AS OF CHANGE: 20131220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINNERTY J JAMES CENTRAL INDEX KEY: 0001448721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 131291822 MAIL ADDRESS: STREET 1: 15 ICE GLEN ROAD CITY: STOCKBRIDGE STATE: MA ZIP: 01262 4 1 rdgdoc.xml PRIMARY DOCUMENT X0306 4 2013-12-18 0000924168 ENERGY FOCUS, INC/DE EFOI 0001448721 FINNERTY J JAMES 32000 AURORA ROAD SOLON OH 44139 1 Common Stock Option 0.48 2013-12-18 4 A 0 35000 0 A 2014-01-18 2023-12-18 Common Stock 35000 130000 D Date applies to 1/12th of the total as option vest monthly over a twelve month period. /s/ J. James Finnerty 2013-12-20