0001437749-13-014426.txt : 20131112 0001437749-13-014426.hdr.sgml : 20131111 20131112112922 ACCESSION NUMBER: 0001437749-13-014426 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131030 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matrisciano Theresa A. CENTRAL INDEX KEY: 0001591583 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 131208537 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 3 1 rdgdoc.xml PRIMARY DOCUMENT X0206 3 2013-10-30 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001591583 Matrisciano Theresa A. ENERGY FOCUS, INC. 32000 AURORA ROAD SOLON OH 44139 1 VP of Human Resources Stock Option 0.41 2014-07-19 2023-07-19 Common Stock 25000 D Date applies to one-third of the total. The remaining two-thirds vest monthly over the following two year period. /s/ Theresa A. Matrisciano 2013-11-12