0001437749-13-014205.txt : 20131108 0001437749-13-014205.hdr.sgml : 20131108 20131108091733 ACCESSION NUMBER: 0001437749-13-014205 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131030 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McAuliffe Thomas P. CENTRAL INDEX KEY: 0001591078 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 131202711 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: X1 ZIP: 44139 3 1 rdgdoc.xml PRIMARY DOCUMENT X0206 3 2013-10-30 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001591078 McAuliffe Thomas P. 32000 AURORA ROAD SUITE B SOLON OH 44139 1 Sr. VP of Business Development Stock Option 0.76 2014-09-18 2023-10-30 Common Stock 100000 D Half of the shares are exercisable on the date shown. The remaining half are exercisable in equal monthly installments over the following 12 months. /s/ Thomas P. McAuliffe 2013-11-07