0001437749-13-014205.txt : 20131108
0001437749-13-014205.hdr.sgml : 20131108
20131108091733
ACCESSION NUMBER: 0001437749-13-014205
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131030
FILED AS OF DATE: 20131108
DATE AS OF CHANGE: 20131108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McAuliffe Thomas P.
CENTRAL INDEX KEY: 0001591078
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 131202711
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: X1
ZIP: 44139
3
1
rdgdoc.xml
PRIMARY DOCUMENT
X0206
3
2013-10-30
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001591078
McAuliffe Thomas P.
32000 AURORA ROAD
SUITE B
SOLON
OH
44139
1
Sr. VP of Business Development
Stock Option
0.76
2014-09-18
2023-10-30
Common Stock
100000
D
Half of the shares are exercisable on the date shown. The remaining half are exercisable in equal monthly installments over the following 12 months.
/s/ Thomas P. McAuliffe
2013-11-07