0001437749-13-009038.txt : 20130722 0001437749-13-009038.hdr.sgml : 20130722 20130722101000 ACCESSION NUMBER: 0001437749-13-009038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130719 FILED AS OF DATE: 20130722 DATE AS OF CHANGE: 20130722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lamanna Frank CENTRAL INDEX KEY: 0001581276 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 13978476 MAIL ADDRESS: STREET 1: ENERGY FOCUS, INC. STREET 2: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 4 1 rdgdoc.xml FRANK LAMANNA FORM 4 X0306 4 2013-07-19 0000924168 ENERGY FOCUS, INC/DE EFOI 0001581276 Lamanna Frank 32000 AURORA ROAD SOLON OH 44139 1 Chief Financial Officer Stock Option 0.41 2013-07-19 4 A 0 50000 0 A 2014-07-19 2023-07-19 Common Stock 50000 85000 D Stock Option 1.40 2012-12-17 2018-12-17 Common Stock 10000 10000 D Stock Option 0.23 2013-02-15 2023-02-15 Common Stock 25000 35000 D One-third are exercisable on the date shown, which is the first anniversary following the grant date. The remaining two-thirds are exercisable in equal monthly installments over the following 24 months. /s/ Frank Lamanna 2013-07-22