0001437749-13-009038.txt : 20130722
0001437749-13-009038.hdr.sgml : 20130722
20130722101000
ACCESSION NUMBER: 0001437749-13-009038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130719
FILED AS OF DATE: 20130722
DATE AS OF CHANGE: 20130722
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lamanna Frank
CENTRAL INDEX KEY: 0001581276
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 13978476
MAIL ADDRESS:
STREET 1: ENERGY FOCUS, INC.
STREET 2: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
4
1
rdgdoc.xml
FRANK LAMANNA FORM 4
X0306
4
2013-07-19
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001581276
Lamanna Frank
32000 AURORA ROAD
SOLON
OH
44139
1
Chief Financial Officer
Stock Option
0.41
2013-07-19
4
A
0
50000
0
A
2014-07-19
2023-07-19
Common Stock
50000
85000
D
Stock Option
1.40
2012-12-17
2018-12-17
Common Stock
10000
10000
D
Stock Option
0.23
2013-02-15
2023-02-15
Common Stock
25000
35000
D
One-third are exercisable on the date shown, which is the first anniversary following the grant date. The remaining two-thirds are exercisable in equal monthly installments over the following 24 months.
/s/ Frank Lamanna
2013-07-22