-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SNtSg8ONT51qbpaQfDSNNeQdAMp+DkSJy1BXttUCcIlCssbUAIo/Xcjp/4sYzQDs wpm2XeZAGS8mKzP9azo5PA== 0001275287-06-006117.txt : 20061116 0001275287-06-006117.hdr.sgml : 20061116 20061116140123 ACCESSION NUMBER: 0001275287-06-006117 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061113 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20061116 DATE AS OF CHANGE: 20061116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIBERSTARS INC /CA/ CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 061222535 BUSINESS ADDRESS: STREET 1: 44259 NOBEL DRIVE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 44259 NOBEL DRIVE CITY: FREMONT STATE: CA ZIP: 94538 8-K 1 fi7984.txt FORM 8-K ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 13, 2006 FIBERSTARS, INC. (Exact name of registrant as specified in its charter) California 0-24230 94-3021850 (State or Other Jurisdiction of (Commission (I.R.S. Employer Incorporation) File Number) Identification Number) 32000 Aurora Road Solon, Ohio 44139 (Address of principal executive offices) (Zip Code) (440) 715-1300 (Registrant's telephone number, including area code) N/A (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c)) ================================================================================ Item 5.02. DEPARTURE OF DIRECTORS OR PRINCIPAL OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF PRINCIPAL OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS On November 13, 2006, Eric Hilliard was appointed Chief Operational Officer of Fiberstars, Inc. Prior to joining Fiberstars, Mr. Hilliard was the Business Manager for the composite flight structures business, of the Aerospace Business of Saint Gobain, from 2003 until joining Fiberstars. In this role, he had full P&L responsibility, improving gross margins and increasing top line sales through fixed overhead cost reductions and a focused sales strategy based on listening to the "voice of the customer." Prior to joining Saint Gobain, Eric was at Goodrich Aerospace, from 1996, where he was Operations Manager, responsible for management of the special processing plant of the landing gear division. Prior to joining Goodrich Aerospace, Mr. Hilliard has also held a variety of management and operations positions at companies such as Chemical Lehman and HJ Heinz as well as a tour of duty as an Operations Specialist with the United States Navy. Mr. Hilliard's base salary at Fiberstars will be $160,000 per annum, with eligibility for a bonus estimated at 25% of base salary. In addition, Mr. Hilliard was granted options to purchase 75,000 shares of Fiberstars Common Stock pursuant to the Fiberstars 2004 Stock Incentive Plan at $7.19 per share, the November 13, 2006 closing price of Fiberstars common stock on the NASDAQ Global Market. Mr. Hilliard will also be eligible to participate in Company-sponsored plans generally available to employees, including health care plans and, upon meeting the applicable eligibility criteria, the 401(k) plan and the stock purchase plan. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: November 16, 2006 FIBERSTARS, INC. By /s/ Robert A. Connors ----------------------- Name: Robert A. Connors Title: Chief Financial Officer 3 -----END PRIVACY-ENHANCED MESSAGE-----