-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FYjYEAcouEB4WQz4u+RWD9EhffObNmXMBDxbvZP/bIgLYAIEtaBTB81AfLFYMC2K Et/ySt6RWsgbCyLgVC29gg== 0001275287-05-003610.txt : 20050920 0001275287-05-003610.hdr.sgml : 20050920 20050920190011 ACCESSION NUMBER: 0001275287-05-003610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040928 FILED AS OF DATE: 20050920 DATE AS OF CHANGE: 20050920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIBERSTARS INC /CA/ CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 44259 NOBEL DRIVE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 44259 NOBEL DRIVE CITY: FREMONT STATE: CA ZIP: 94538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVENPORT JOHN CENTRAL INDEX KEY: 0001254581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 051094525 MAIL ADDRESS: STREET 1: 44259 NOBEL DRIVE CITY: FREMONT STATE: CA ZIP: 94538 4 1 fi3618_ex.xml X0202 4 2004-09-28 0 0000924168 FIBERSTARS INC /CA/ FBST 0001254581 DAVENPORT JOHN 44259 NOBEL DRIVE FREMONT CA 94538 0 1 0 0 C.T.O. Warrant (Right to Buy) 0.01 2004-09-28 4 A 0 28000 0 A 2007-01-31 Warrant(Right to Buy) 28000 28000 D Warrant (Right to Buy) 0.01 2004-09-28 4 A 0 9500 0 A 2007-01-31 Warrant(Right to Buy) 9500 9500 D Warrant (Right to Buy) 0.01 2004-09-28 4 A 0 12500 0 A 2007-01-31 Warrant(Right to Buy) 12500 12500 D This warrant issued to John M. Davenport upon transfer from Advanced Lighting Technologies. This warrant becomes exercisable when the following conditions have been satisfied: (i) Fiberstars, Inc. has sold at least 1,000 "CPC" units; Fiberstars, Inc. has sold a minimum of 1,000 feet of solid core fiber cable; and (iii) the average closing price of Fiberstars, Inc. common stock over any consecutive thirty (30) calendar day period has been equal to or greater than $6.00 per share as quoted on the Nasdaq national market. This warrant becomes exercisable when the following conditions have been satisfied: (i) Fiberstars, Inc. has sold at least 1,000 "CPC" units; Fiberstars, Inc. has sold a minimum of 50,000 feet of solid core fiber cable; and (iii) the average closing price of Fiberstars, Inc. common stock over any consecutive thirty (30) calendar day period has been equal to or greater than $10.00 per share as quoted on the Nasdaq national market. This warrant becomes exercisable when the following conditions have been satisfied: (i) Fiberstars, Inc. has sold at least 1,000 "CPC" units; Fiberstars, Inc. has sold a minimum of 100,000 feet of solid core fiber cable; and (iii) the average closing price of Fiberstars, Inc. common stock over any consecutive thirty (30) calendar day period has been equal to or greater than $12.00 per share as quoted on the Nasdaq national market. / s/ John M. Davenport 2005-09-20 -----END PRIVACY-ENHANCED MESSAGE-----