0001209191-12-010013.txt : 20120214 0001209191-12-010013.hdr.sgml : 20120214 20120214170339 ACCESSION NUMBER: 0001209191-12-010013 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAVESKI JOSEPH G. CENTRAL INDEX KEY: 0001435314 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 12612226 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 5 1 c27243_5x0.xml MAIN DOCUMENT DESCRIPTION X0304 5 2011-12-31 0 1 0000924168 ENERGY FOCUS, INC/DE EFOI 0001435314 KAVESKI JOSEPH G. 32000 AURORA ROAD SOLON OH 44139 1 1 0 0 Chief Executive Officer Common Stock 2009-05-11 4 P 0 100 .8275 A 85297 D Common Stock 2011-06-30 4 A 0 13719 .41 A 99016 D Common Stock 2011-12-31 4 A 0 33089 .17 A 132105 D There was an error in the amount of securities acquired on the reporting persons 5/11/2009 Form 4 filing. The amount filed was 17,500, but should have been 17,600. These 17,600 shares were also not carried forward as of the reporting person's Form 4 filed 1/3/2011. The 'Amount of Securities Beneficially Owned Following Reported Transaction(s)' was filed as 67,697, but should have been 85,297. Acquired through Employee Stock Purchase Plan. Joseph G. Kaveski 2012-02-14