0001209191-12-010013.txt : 20120214
0001209191-12-010013.hdr.sgml : 20120214
20120214170339
ACCESSION NUMBER: 0001209191-12-010013
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAVESKI JOSEPH G.
CENTRAL INDEX KEY: 0001435314
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 12612226
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
5
1
c27243_5x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
5
2011-12-31
0
1
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001435314
KAVESKI JOSEPH G.
32000 AURORA ROAD
SOLON
OH
44139
1
1
0
0
Chief Executive Officer
Common Stock
2009-05-11
4
P
0
100
.8275
A
85297
D
Common Stock
2011-06-30
4
A
0
13719
.41
A
99016
D
Common Stock
2011-12-31
4
A
0
33089
.17
A
132105
D
There was an error in the amount of securities acquired on the reporting persons 5/11/2009 Form 4 filing. The amount filed was 17,500, but should have been 17,600. These 17,600 shares were also not carried forward as of the reporting person's Form 4 filed 1/3/2011. The 'Amount of Securities Beneficially Owned Following Reported Transaction(s)' was filed as 67,697, but should have been 85,297.
Acquired through Employee Stock Purchase Plan.
Joseph G. Kaveski
2012-02-14