0001209191-12-009997.txt : 20120214
0001209191-12-009997.hdr.sgml : 20120214
20120214165758
ACCESSION NUMBER: 0001209191-12-009997
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVENPORT JOHN
CENTRAL INDEX KEY: 0001254581
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 12612058
MAIL ADDRESS:
STREET 1: 44259 NOBEL DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
5
1
c27180_5x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
5
2011-12-31
0
1
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001254581
DAVENPORT JOHN
32000 AURORA ROAD
SOLON
OH
44139
1
1
0
0
President
Warrant for Common Stock
3.08
2008-03-14
4
P
0
15600
0
A
2008-03-14
2013-03-14
Common Stock
15600
449600
D
Warrant for Common Stock
.01
2009-12-30
4
P
0
125000
0
A
2009-12-30
2014-12-30
Common Stock
125000
574600
D
The correct number of warrants were filed on the 3/14/2008 Form 4 filing, however, there was a mathematical error in the 'Number of derivative Securities Beneficially Owned Following Reported Transaction(s).' The amount filed was 15,600, but should have been 415,600. These 15,600 warrants were also not carried forward as of the reporting person's Form 4 filed 4/1/2011. The 'Number of derivative Securities Beneficially Owned Following Reported Transaction(s)' was filed as 434,000, but should have been 449,600.
Issuer issued these warrants to reporting person as partial consideration for his pledge of funds to assist issuer in its bonding support program. For description of that program, see issuer's proxy statement filed with SEC for issuer's 2010 annual meeting of shareholders.
John Davenport
2012-02-14