0001209191-12-009964.txt : 20120214
0001209191-12-009964.hdr.sgml : 20120214
20120214164227
ACCESSION NUMBER: 0001209191-12-009964
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hilliard Eric
CENTRAL INDEX KEY: 0001381095
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 12611016
MAIL ADDRESS:
STREET 1: 32000 AURORA RD
CITY: SOLON
STATE: OH
ZIP: 44139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
5
1
c27135_5x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
5
2011-12-31
0
1
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001381095
Hilliard Eric
32000 AURORA ROAD
SOLON
OH
44139
0
1
0
0
Chief Operating Officer
Common Stock
2009-12-31
4
A
0
20
.65
A
42508
D
Common Stock
2010-12-31
4
A
0
5277
.81
A
47785
D
Common Stock
2011-06-30
4
A
0
10428
.41
A
58213
D
The correct number of shares were filed on the 12/31/2009 Form 4 filing, however, there was a mathematical error in the 'Amount of Securities Beneficially Owned Following Reported Transaction(s).' The amount filed was 32,592, but should have been 32,612. This error was also carried forward as of the reporting person's Form 4 filed 1/3/2011. The 'Amount of Securities Beneficially Owned Following Reported Transaction(s)' was filed as 42,488, but should have been 42,508.
Acquired through Employee Stock Purchase Plan.
Eric W. Hilliard
2012-02-14