0001209191-12-009964.txt : 20120214 0001209191-12-009964.hdr.sgml : 20120214 20120214164227 ACCESSION NUMBER: 0001209191-12-009964 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hilliard Eric CENTRAL INDEX KEY: 0001381095 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 12611016 MAIL ADDRESS: STREET 1: 32000 AURORA RD CITY: SOLON STATE: OH ZIP: 44139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 5 1 c27135_5x0.xml MAIN DOCUMENT DESCRIPTION X0304 5 2011-12-31 0 1 0000924168 ENERGY FOCUS, INC/DE EFOI 0001381095 Hilliard Eric 32000 AURORA ROAD SOLON OH 44139 0 1 0 0 Chief Operating Officer Common Stock 2009-12-31 4 A 0 20 .65 A 42508 D Common Stock 2010-12-31 4 A 0 5277 .81 A 47785 D Common Stock 2011-06-30 4 A 0 10428 .41 A 58213 D The correct number of shares were filed on the 12/31/2009 Form 4 filing, however, there was a mathematical error in the 'Amount of Securities Beneficially Owned Following Reported Transaction(s).' The amount filed was 32,592, but should have been 32,612. This error was also carried forward as of the reporting person's Form 4 filed 1/3/2011. The 'Amount of Securities Beneficially Owned Following Reported Transaction(s)' was filed as 42,488, but should have been 42,508. Acquired through Employee Stock Purchase Plan. Eric W. Hilliard 2012-02-14