0001209191-11-044256.txt : 20110815 0001209191-11-044256.hdr.sgml : 20110815 20110815164337 ACCESSION NUMBER: 0001209191-11-044256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110811 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLUSH MARK J CENTRAL INDEX KEY: 0001198942 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 111037113 MAIL ADDRESS: STREET 1: KEITHLEY INSTRUMENTS INC STREET 2: 28775 AURORA RD CITY: CLEVELAND STATE: OH ZIP: 44139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 c21527_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-08-11 0000924168 ENERGY FOCUS, INC/DE EFOI 0001198942 PLUSH MARK J C/O ENERGY FOCUS, INC. 32000 AURORA ROAD SOLON OH 44139 0 1 0 0 Chief Financial Officer and VP Warrants to Purchase Common Stock 0.01 2011-08-11 4 P 0 125000 0.00 A 2011-09-10 2016-08-11 Common Stock 125000 325000 D /s/ Mark J. Plush 2011-08-15