0001209191-11-039035.txt : 20110711 0001209191-11-039035.hdr.sgml : 20110711 20110711114201 ACCESSION NUMBER: 0001209191-11-039035 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110706 FILED AS OF DATE: 20110711 DATE AS OF CHANGE: 20110711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLUSH MARK J CENTRAL INDEX KEY: 0001198942 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 11961029 MAIL ADDRESS: STREET 1: KEITHLEY INSTRUMENTS INC STREET 2: 28775 AURORA RD CITY: CLEVELAND STATE: OH ZIP: 44139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 3 1 c19844_3x0.xml MAIN DOCUMENT DESCRIPTION X0203 3 2011-07-06 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001198942 PLUSH MARK J C/O ENERGY FOCUS, INC. 32000 AURORA ROAD SOLON OH 44139 0 1 0 0 Chief Financial Officer Stock Options for Common Stock 0.54 2021-07-07 Common Stock 200000 D Twenty-five percent become exercisable on July 7, 2012, and the remaining 75% become exercisable monthly in equal amounts over the following 36 months. /s/ Mark J. Plush 2011-07-11