0001209191-11-039035.txt : 20110711
0001209191-11-039035.hdr.sgml : 20110711
20110711114201
ACCESSION NUMBER: 0001209191-11-039035
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110706
FILED AS OF DATE: 20110711
DATE AS OF CHANGE: 20110711
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLUSH MARK J
CENTRAL INDEX KEY: 0001198942
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 11961029
MAIL ADDRESS:
STREET 1: KEITHLEY INSTRUMENTS INC
STREET 2: 28775 AURORA RD
CITY: CLEVELAND
STATE: OH
ZIP: 44139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
3
1
c19844_3x0.xml
MAIN DOCUMENT DESCRIPTION
X0203
3
2011-07-06
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001198942
PLUSH MARK J
C/O ENERGY FOCUS, INC.
32000 AURORA ROAD
SOLON
OH
44139
0
1
0
0
Chief Financial Officer
Stock Options for Common Stock
0.54
2021-07-07
Common Stock
200000
D
Twenty-five percent become exercisable on July 7, 2012, and the remaining 75% become exercisable monthly in equal amounts over the following 36 months.
/s/ Mark J. Plush
2011-07-11