-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K5m7axeUF7WtGqBux86ZTdzpV+smNDGizAglczjpqn9ZVBfXynhJb6gDmkXz9o1p ncgvpWn1YEZuWuAxynu8pw== 0001209191-11-004898.txt : 20110125 0001209191-11-004898.hdr.sgml : 20110125 20110125165050 ACCESSION NUMBER: 0001209191-11-004898 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110118 FILED AS OF DATE: 20110125 DATE AS OF CHANGE: 20110125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUELOW ROGER CENTRAL INDEX KEY: 0001256328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 11546963 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 c11445_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-01-18 0000924168 ENERGY FOCUS, INC/DE EFOI 0001256328 BUELOW ROGER 32000 AURORA ROAD SOLON OH 44139 0 1 0 0 Chief Technology Officer Stock Options for Common Stock 1.07 2011-01-18 4 A 0 75000 0 A 2021-01-18 Common Stock 75000 298750 D The Twenty-five percent become exercisable on 01/18/2012, and the remaining 75% become exercisable in equal monthly installments over the following 36 months. Roger R. Buelow 2011-01-25 -----END PRIVACY-ENHANCED MESSAGE-----