-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TFmrfUVphK7pk2oVQ7x0v1zAkrNKGLeFKjYtUTD5HcL1wqDhPKIOTpcj2vIsI9gR e/f1Jf+eW1maJ18P8GyoUg== 0001209191-10-049878.txt : 20101008 0001209191-10-049878.hdr.sgml : 20101008 20101008190528 ACCESSION NUMBER: 0001209191-10-049878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101008 DATE AS OF CHANGE: 20101008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kasper Michael A CENTRAL INDEX KEY: 0001312006 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 101116970 MAIL ADDRESS: STREET 1: 44259 NOBEL DRIVE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 c06763_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-09-30 0000924168 ENERGY FOCUS, INC/DE EFOI 0001312006 Kasper Michael A 32000 AURORA ROAD SOLON OH 44139 1 0 0 0 Restricted Stock 1.74 2010-09-30 2010-09-20 4 A 0 34483 0 A Restricted Stock 34483 136483 D Twenty-five percent become vested on 09/30/2010, and the remaining 75% become vested in equal quarterly installments over the following 9 months. Shares 100% vested at 06/30/2011. N/A Michael A. Kasper 2010-10-08 -----END PRIVACY-ENHANCED MESSAGE-----