-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HuYBQqdtEFTm+cxlt9CReL+MrOQIs9SiOAdPM5ETVGYHC8tBGMNLOEODfKZ/lt5J tSi3jttPq/b5aYsOmxgngQ== 0001209191-10-039682.txt : 20100727 0001209191-10-039682.hdr.sgml : 20100727 20100727134342 ACCESSION NUMBER: 0001209191-10-039682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100723 FILED AS OF DATE: 20100727 DATE AS OF CHANGE: 20100727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: von Paumgartten Paul CENTRAL INDEX KEY: 0001311995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 10971131 MAIL ADDRESS: STREET 1: 44259 NOBEL DRIVE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 c03843_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-07-23 0000924168 ENERGY FOCUS, INC/DE EFOI 0001311995 von Paumgartten Paul 32000 AURORA ROAD SOLON OH 44139 1 0 0 0 Stock Options for Common Stock 1.33 2010-07-23 4 A 0 40000 0 A 2020-07-23 Common Stock 40000 96000 D Twenty-five percent become exercisable on 07/23/2011, and the remaining 75% become exercisable in equal monthly installments over the following 36 months. Paul von Paumgartten 2010-07-26 -----END PRIVACY-ENHANCED MESSAGE-----