-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ep97T/szeTsa2qchNr8CJiK7UOoPeQSEHAKPlaNhzct02t7hNzLh8WqDCCr1bQo0 O70ZySf+NHDAaQsk/imR1Q== 0001209191-10-039680.txt : 20100727 0001209191-10-039680.hdr.sgml : 20100727 20100727132859 ACCESSION NUMBER: 0001209191-10-039680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100723 FILED AS OF DATE: 20100727 DATE AS OF CHANGE: 20100727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINNERTY J JAMES CENTRAL INDEX KEY: 0001448721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 10971043 MAIL ADDRESS: STREET 1: 15 ICE GLEN ROAD CITY: STOCKBRIDGE STATE: MA ZIP: 01262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 c03845_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-07-23 0000924168 ENERGY FOCUS, INC/DE EFOI 0001448721 FINNERTY J JAMES 32000 AURORA ROAD SOLON OH 44139 1 0 0 0 Stock Options for Common Stock 1.33 2010-07-23 4 A 0 40000 0 A 2020-07-23 Common Stock 40000 93385 D Twenty-five percent become exercisable on 07/23/2011, and the remaining 75% become exercisable in equal monthly installments over the following 36 months. J. James Finnerty 2010-07-26 -----END PRIVACY-ENHANCED MESSAGE-----