1. Name and Address of Reporting Person*
1 BRIDGE PLAZA NORTH, #275 |
|
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
ENERGY FOCUS, INC/DE
[ EFOI ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
X |
10% Owner |
X |
Officer (give title below) |
|
Other (specify below) |
|
CEO, President and Interim CFO |
|
|
|
3. Date of Earliest Transaction
(Month/Day/Year) 03/29/2019
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
|
1. Name and Address of Reporting Person*
1 BRIDGE PLAZA NORTH, #275 |
|
(Street)
Relationship of Reporting Person(s) to Issuer
X |
Director |
X |
10% Owner |
X |
Officer (give title below) |
|
Other (specify below) |
|
CEO, President and Interim CFO |
|
|
|
1. Name and Address of Reporting Person*
3F-4, NO.9, MIN QUAN EAST ROAD SECTION 3 |
LANE 140 SONG SHAN DISTRICT |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
3F-4, NO.9, MIN QUAN EAST ROAD SECTION 3 |
LANE 140 SONG SHAN DISTRICT |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
3F-4, NO.9, MIN QUAN EAST ROAD SECTION 3 |
LANE 140 SONG SHAN DISTRICT |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
ONE OFFSHORE INCORPORATION |
CENTRE ROAD TOWN |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
1 BRIDGE PLAZA NORTH, #275 |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
SEA MEADOW HOUSE, BLACKBURNE HIGHWAY, |
P.O. BOX 116 ROAD TOWN |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
1 BRIDGE PLAZA NORTH, #275 |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
17F, NO.87, SUNG CHIANG ROAD |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
|
/s/ James Tu |
04/02/2019 |
|
/s/ Gina Huang (Mei-Yun Huang) |
04/02/2019 |
|
JAG INTERNATIONAL, LTD. By: /s/ Gina Huang (Mei-Yun Huang), General Partner |
04/02/2019 |
|
BRILLIANT START ENTERPRISE, INC. By: /s/ Gina Huang (Mei-Yun Huang), General Partner |
04/02/2019 |
|
/s/ Jiangang Luo |
04/02/2019 |
|
CLEANTECH GLOBAL LTD. By: /s/ Jiangang Luo, Managing Partner |
04/02/2019 |
|
5 ELEMENTS GLOBAL FUND L.P. By: /s/ James Tu, Managing Partner |
04/02/2019 |
|
/s/ Yeh-Mei Hui Cheng |
04/02/2019 |
|
COMMUNAL INTERNATIONAL, LTD. By: /s/ Yeh-Mei Hui Cheng, Authorized Representative |
04/02/2019 |
|
5 ELEMENTS ENERGY EFFICIENCY LIMITED By: /s/ Yeh-Mei Hui Cheng, Authorized Representative |
04/02/2019 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |