1. Name and Address of Reporting Person*
1 BRIDGE PLAZA NORTH, #275 |
|
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 11/30/2018
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3. Issuer Name and Ticker or Trading Symbol
ENERGY FOCUS, INC/DE
[ EFOI ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
|
Officer (give title below) |
X |
Other (specify below) |
|
|
|
Member of 10% owner group |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
|
Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
|
1. Name and Address of Reporting Person*
1 BRIDGE PLAZA NORTH, #275 |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
|
10% Owner |
|
Officer (give title below) |
X |
Other (specify below) |
|
|
|
Member of 10% owner group |
|
1. Name and Address of Reporting Person*
3F-4, NO.9, MIN QUAN EAST ROAD |
SECTION 3 LANE 140 SONG SHAN DISTRICT |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
|
10% Owner |
|
Officer (give title below) |
X |
Other (specify below) |
|
|
|
Member of 10% owner group |
|
1. Name and Address of Reporting Person*
3F-4, NO.9, MIN QUAN EAST ROAD |
SECTION 3 LANE 140, SONG SHAN DISTRICT |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
|
10% Owner |
|
Officer (give title below) |
X |
Other (specify below) |
|
|
|
Member of 10% owner group |
|
1. Name and Address of Reporting Person*
3F-4, NO.9, MIN QUAN EAST ROAD |
SECTION 3 LANE 140, SONG SHAN DISTRICT |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
|
10% Owner |
|
Officer (give title below) |
X |
Other (specify below) |
|
|
|
Member of 10% owner group |
|
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
|
10% Owner |
|
Officer (give title below) |
X |
Other (specify below) |
|
|
|
Member of 10% owner group |
|
1. Name and Address of Reporting Person*
ONE OFFSHORE INCORPORATION CENTRE |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
|
10% Owner |
|
Officer (give title below) |
X |
Other (specify below) |
|
|
|
Member of 10% owner group |
|
1. Name and Address of Reporting Person*
1 BRIDGE PLAZA NORTH, #275 |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
|
10% Owner |
|
Officer (give title below) |
X |
Other (specify below) |
|
|
|
Member of 10% owner group |
|
1. Name and Address of Reporting Person*
SEA MEADOW HOUSE, BLACKBURNE HIGHWAY, |
P.O. BOX 116 |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
|
10% Owner |
|
Officer (give title below) |
X |
Other (specify below) |
|
|
|
Member of 10% owner group |
|
1. Name and Address of Reporting Person*
1 BRIDGE PLAZA NORTH, #275 |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
|
10% Owner |
|
Officer (give title below) |
X |
Other (specify below) |
|
|
|
Member of 10% owner group |
|
1. Name and Address of Reporting Person*
17F, NO.87, SUNG CHIANG ROAD |
|
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
|
10% Owner |
|
Officer (give title below) |
X |
Other (specify below) |
|
|
|
Member of 10% owner group |
|
|
JAMES TU, /s/ James Tu, James Tu |
12/07/2018 |
|
GINA HUANG, /s/ Gina Huang (Mei-Yun Huang), Gina Huang (Mei-Yun Huang) |
12/06/2018 |
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JAG INTERNATIONAL, LTD., By: /s/ Gina Huang (Mei-Yun Huang), Gina Huang (Mei-Yun Huang), General Partner |
12/06/2018 |
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BRILLIANT START ENTERPRISE, INC., By: /s/ Gina Huang (Mei-Yun Huang), Gina Huang (Mei-Yun Huang), General Partner |
12/06/2018 |
|
JIANGANG LUO, /s/ Jiangang Luo, Jiangang Luo |
12/06/2018 |
|
CLEANTECH GLOBAL LTD., By: /s/ Jiangang Luo, Jiangang Luo, Managing Partner |
12/06/2018 |
|
5 ELEMENTS GLOBAL FUND L.P., By: /s/ James Tu, James Tu, Managing Partner |
12/07/2018 |
|
YEH MEI-HUI CHENG, /s/ Yeh Mei-Hui Cheng, Yeh Mei-Hui Cheng |
12/06/2018 |
|
COMMUNAL INTERNATIONAL, LTD., By: /s/ Yeh Mei-Hui Cheng, Yeh Mei-Hui Cheng, Authorized Representative |
12/06/2018 |
|
5 ELEMENTS ENERGY EFFICIENCY LIMITED, By: /s/ Yeh Mei-Hui Cheng, Yeh Mei-Hui Cheng, Authorized Representative |
12/06/2018 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |