-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V1+HXrX5ofTXQtHWWRyvG7fJwmmEDWjMBE3yhGtm06uIDpJG0K5cqzEd5rQ+Icfc VXcXcFjRlrP06ky6IFJ5Rw== 0001144204-10-010718.txt : 20100301 0001144204-10-010718.hdr.sgml : 20100301 20100301162028 ACCESSION NUMBER: 0001144204-10-010718 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100225 FILED AS OF DATE: 20100301 DATE AS OF CHANGE: 20100301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAVESKI JOSEPH G. CENTRAL INDEX KEY: 0001435314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 10644765 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 form429140_030110162011-.xml X0303 4 2010-02-25 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001435314 KAVESKI JOSEPH G. ENERGY FOCUS, INC. 32000 AURORA ROAD SOLON OH US 44139 1 1 0 0 Chief Executive Officer Stock Options for Common Stock 1.02 2010-02-25 4 A 0 150000 0 A 2020-02-25 Common Stock 150000 450000 D Twenty-five percent become exercisable on 02/25/2011, and the remaining 75% become exercisable in equal monthly installments over the following 36 months. Stock options are performance based and exercisable only upon the attainment of specific milestones for revenue and cash from operations. Joseph G. Kaveski 2010-03-01 -----END PRIVACY-ENHANCED MESSAGE-----