-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TvLU7kkq5pQB/6hkaRldruqTLuFxxyUolv12uXFUjWWcYbjJIj3K7ecz+uPliNFs igwAlO0cWtw4rrGVvZm5Cg== 0001144204-10-010682.txt : 20100301 0001144204-10-010682.hdr.sgml : 20100301 20100301155707 ACCESSION NUMBER: 0001144204-10-010682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100225 FILED AS OF DATE: 20100301 DATE AS OF CHANGE: 20100301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUELOW ROGER CENTRAL INDEX KEY: 0001256328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 10644427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 form429134_030110155645-.xml X0303 4 2010-02-25 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001256328 BUELOW ROGER ENERGY FOCUS, INC. 32000 AURORA ROAD SOLON OH US 44139 0 1 0 0 Chief Technology Officer Stock Options for Common Stock 1.02 2010-02-25 4 A 0 150000 0 A 2020-02-25 Common Stock 150000 223750 D Twenty-five percent become exercisable on 02/25/2011, and the remaining 75% become exercisable in equal monthly installments over the following 36 months. Stock options are performance based and exercisable only upon the attainment of specific milestones for revenue and cash from operations. Roger R. Buelow 2010-03-01 -----END PRIVACY-ENHANCED MESSAGE-----