-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M8QP3MGI3sMI6xiHkofEbU0u4SxjnHTefRZdn0NylrDrhw53HniaC/Rr9XQREORq Urszn6pTSeK5S8msLZ8irw== 0001144204-09-034918.txt : 20090629 0001144204-09-034918.hdr.sgml : 20090629 20090629160615 ACCESSION NUMBER: 0001144204-09-034918 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090624 FILED AS OF DATE: 20090629 DATE AS OF CHANGE: 20090629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUCKERT DAVID N CENTRAL INDEX KEY: 0001034429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 09916345 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 form423763_062909160557-.xml X0303 4 2009-06-24 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001034429 RUCKERT DAVID N 32000 AURORA ROAD SOLON OH US 44139 1 0 0 0 DIRECTOR STOCK OPTION 0.6 2009-06-24 4 A 0 15000 0 A COMMON STOCK 15000 79000 D Exercisable when vested; vests in 12 equal installments commencing one month from the date of the grant, becoming fully exercisable on 06/24/2009. Expires on 06/24/2009, or 12 months after individual ceases to serve as a director of Energy Focus, Inc., if earlier. DAVID N. RUCKERT 2009-06-29 -----END PRIVACY-ENHANCED MESSAGE-----