-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SVAO+KPWvxCatovFBCxPNT1bJ8N0M9uw7GJpnU41qx1C7e04OkyQWjOygydUmau1 ZtbbMokxODWW7R34+sHO4g== 0001144204-09-008890.txt : 20090217 0001144204-09-008890.hdr.sgml : 20090216 20090217152253 ACCESSION NUMBER: 0001144204-09-008890 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090210 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hilliard Eric CENTRAL INDEX KEY: 0001381095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 09612767 BUSINESS ADDRESS: BUSINESS PHONE: 440-715-1300 MAIL ADDRESS: STREET 1: 32000 AURORA RD CITY: SOLON STATE: OH ZIP: 44139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 v140359_ex.xml X0303 4 2009-02-10 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001381095 Hilliard Eric 32000 AURORA RD SOLON OH 44139 0 1 0 0 Chief Operating Officer Stock Options for Common Stock .75 2009-02-10 4 A 0 25000 0 A 2019-02-10 Common Stock 25000 175000 D These options are performance-based and will only be exercisable based upon (2) below if and only if Energy Focus, Inc. meets specific financial performance criteria. If these conditions are not met, then the stock options will be forfeited. Twenty-five percent become exercisable on February 10, 2010, and the remaining 75% become exercisable monthly in equal amounts over the following 36 months. /s/ Eric Hilliard 2009-02-17 -----END PRIVACY-ENHANCED MESSAGE-----