-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PjOBB9J0wRn+jctrlFxTJGyZvCg0NBDu88ZzBJ5lLbYXOn7aN+FLh2S7lti1nK/S N+RiBgnV8lDkKsL6EP8Vsg== 0001144204-08-070471.txt : 20081222 0001144204-08-070471.hdr.sgml : 20081222 20081222075839 ACCESSION NUMBER: 0001144204-08-070471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081217 FILED AS OF DATE: 20081222 DATE AS OF CHANGE: 20081222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERCHTOLD NICHOLAS G CENTRAL INDEX KEY: 0001410246 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 081262613 BUSINESS ADDRESS: BUSINESS PHONE: 440 715 1255 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 v135424_ex.xml X0303 4 2008-12-17 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001410246 BERCHTOLD NICHOLAS G 32000 AURORA ROAD SOLON OH 44139 0 1 0 0 VP, Finance and CFO Stock Options for Common Stock 1.40 2008-12-17 4 A 0 25000 0 A 2018-12-17 Common Stock 25000 75000 D Twenty-five percent become exercisable on December 17, 2009, and the remaining 75% become exercisable monthly in equal amounts over the following 36 months. /s/ Nicholas G. Berchtold 2008-12-22 -----END PRIVACY-ENHANCED MESSAGE-----