-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GOMR7vWx8ziuJLh1w5zcZzufzENqFPk4S39WivixXyar+iWuAqsxO40hEQpRzCSK sipxUT2uAvwpLsNgFqMVaQ== 0001144204-08-066971.txt : 20081126 0001144204-08-066971.hdr.sgml : 20081126 20081126161944 ACCESSION NUMBER: 0001144204-08-066971 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081124 FILED AS OF DATE: 20081126 DATE AS OF CHANGE: 20081126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAVESKI JOSEPH G. CENTRAL INDEX KEY: 0001435314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 081218259 BUSINESS ADDRESS: BUSINESS PHONE: 440-715-1323 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 v133610_ex.xml X0303 4 2008-11-24 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001435314 KAVESKI JOSEPH G. C/O ENERGY FOCUS INC 32000 AURORA ROAD SOLON OH 44139 1 1 0 0 Chief Executive Officer Option for Common Stock 1.37 2008-11-24 4 I 0 100000 0 A 2018-11-23 Common Stock 100000 200000 D Twenty five percent become exercisable on November 24, 2009 and the remaining 75% become exercisable monthly in equal installments over the following 36 months. /s/ Joseph G. Kaveski 2008-11-26 -----END PRIVACY-ENHANCED MESSAGE-----