-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BIZ/nGranaIswNXm50T2aHAS7cKPyoI0GNqmTY/V4XHyfLFFhUdX6jjQ9zNjT6po NLWeeWNsikTTRUl8jpaw7w== 0001144204-08-059223.txt : 20081024 0001144204-08-059223.hdr.sgml : 20081024 20081024145717 ACCESSION NUMBER: 0001144204-08-059223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081013 FILED AS OF DATE: 20081024 DATE AS OF CHANGE: 20081024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUCKERT DAVID N CENTRAL INDEX KEY: 0001034429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 081139736 BUSINESS ADDRESS: STREET 1: 2883 BAYVIEW DR CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5104900719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 v129682_ex.xml X0303 4 2008-10-13 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001034429 RUCKERT DAVID N 32000 AURORA ROAD SOLON OH 44139 1 0 0 0 Director Stock Option 1.65 2008-10-13 4 A 0 7000 0 A Common Stock 7000 64000 D Exercisable when vested; vests in 12 equal installments commencing one month from the date of the grant, becoming fully exercisable on 10/13/2009. Expires on 10/13/2018, or 12 months after David Ruckert ceases to serve as a director of Energy Focus, Inc., if earlier. /s/ David Ruckert 2008-10-24 -----END PRIVACY-ENHANCED MESSAGE-----