-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1ytyZr6+zfVOcZZBIs+BUtdDgQsVrRP4cqaos1W2EKdzptODwIDJx6sJSgVDkO8 XfU8kb80gzI4Q6tltcfkbg== 0001144204-08-016184.txt : 20080318 0001144204-08-016184.hdr.sgml : 20080318 20080318180038 ACCESSION NUMBER: 0001144204-08-016184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080314 FILED AS OF DATE: 20080318 DATE AS OF CHANGE: 20080318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STUPPIN JOHN B CENTRAL INDEX KEY: 0001008616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 08697463 BUSINESS ADDRESS: STREET 1: 44259 NOBEL DR. CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 v107390_ex.xml X0202 4 2008-03-14 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001008616 STUPPIN JOHN B C/O ENERGY FOCUS INC 32000 AURORA ROAD SOLON OH 44139 1 0 0 0 Common Stock 2008-03-14 4 P 0 7500 3.08 A 158275 I F1 Warrant for Common Stock 3.08 2008-03-14 4 P 0 7500 0.125 A 2008-03-14 2013-03-14 Common Stock 7500 7500 I F1 By John B. Stuppin and Jane K. Stuppin, Trustees /s/ John B. Stuppin 2008-03-18 -----END PRIVACY-ENHANCED MESSAGE-----