-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MqyIQFZKaVYQe+yw5T+w9OJLZ6hehxTAKku3H7R8TFBHvwtwk1BpNAlBA2faamll 6UAsgYujwKTceHxwyrSuLA== 0001144204-07-033551.txt : 20070626 0001144204-07-033551.hdr.sgml : 20070626 20070626115227 ACCESSION NUMBER: 0001144204-07-033551 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070626 FILED AS OF DATE: 20070626 DATE AS OF CHANGE: 20070626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENWALD BARRY R CENTRAL INDEX KEY: 0001252996 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 07940412 BUSINESS ADDRESS: STREET 1: 44259 NOBEL DR. CITY: FREMONT STATE: CA ZIP: 94538 4/A 1 v079365_ex.xml X0202 4/A 2007-06-26 2007-05-30 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001252996 GREENWALD BARRY R 0 1 0 0 Senior VP Pool & Spa Division Common Stock 2007-05-25 4 M 0 10000 4.50 A 18313 D Common Stock 2007-05-25 4 M 0 5000 4.75 A 23313 D Common Stock 2007-05-25 4 S 0 15000 7.10 D 8313 D Common Stock 2007-05-25 4 S 0 1620 6.95 D 6693 D Stock Option 2007-05-25 4 M 0 10000 0 A 2003-12-03 2009-12-03 Common 10000 62000 D Stock Option 2007-05-25 4 M 0 5000 A 2006-12-01 2012-01-01 Common 5000 57000 D NA /s/ Barry R. Greenwald 2007-06-26 -----END PRIVACY-ENHANCED MESSAGE-----