-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WWPxjoliSyobZmeK9JYGMci+RsQ44htqwZuX1FD8EV3h7GnWvCAAgzsAFrm/dYnu grjBvluE+mTVhZxgiPz4nA== 0001144204-07-033183.txt : 20070622 0001144204-07-033183.hdr.sgml : 20070622 20070622144643 ACCESSION NUMBER: 0001144204-07-033183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070614 FILED AS OF DATE: 20070622 DATE AS OF CHANGE: 20070622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: von Paumgartten Paul CENTRAL INDEX KEY: 0001311995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 07936209 BUSINESS ADDRESS: BUSINESS PHONE: 510-490-0719 MAIL ADDRESS: STREET 1: 44259 NOBEL DRIVE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 v078554_ex.xml X0202 4 2007-06-14 0 0000924168 ENERGY FOCUS, INC/DE FBST 0001311995 von Paumgartten Paul 32000 AURORA RD. SOLON, OH 44139 1 0 0 0 DIRECTOR STOCK OPTION 6.45 2007-06-14 4 A 0 7000 6.45 A COMMON STOCK 7000 31000 D Exercisable when vested, vests in 12 equal installments commencing one month from the date of the grant, becoming fully exercisable on 06/14/2008. Expires on 06/14/2017 or when Paul von Paumgertten ceases to serve as a director of Fiberstars, Inc. if earlier. /s/ PAUL VON PAUMGARTTEN 2007-06-14 -----END PRIVACY-ENHANCED MESSAGE-----