0001019687-12-000092.txt : 20120109
0001019687-12-000092.hdr.sgml : 20120109
20120109210327
ACCESSION NUMBER: 0001019687-12-000092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120106
FILED AS OF DATE: 20120109
DATE AS OF CHANGE: 20120109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gelbaum David
CENTRAL INDEX KEY: 0001391795
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 12518600
MAIL ADDRESS:
STREET 1: 2309 SANTIAGO DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gelbaum Monica Chavez
CENTRAL INDEX KEY: 0001403417
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 12518599
MAIL ADDRESS:
STREET 1: 2309 SANTIAGO DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quercus Trust
CENTRAL INDEX KEY: 0001403463
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 12518598
BUSINESS ADDRESS:
STREET 1: 2309 SANTIAGO DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 310-201-7481
MAIL ADDRESS:
STREET 1: 2309 SANTIAGO DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
efoi_f4-010612.xml
OWNERSHIP DOCUMENT
X0304
4
2012-01-06
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001391795
Gelbaum David
1835 NEWPORT BLVD.
A109-PMB 467
COSTA MESA
CA
92627
0
0
1
0
0001403417
Gelbaum Monica Chavez
1835 NEWPORT BLVD.
A109-PMB 467
COSTA MESA
CA
92627
0
0
1
0
0001403463
Quercus Trust
1835 NEWPORT BLVD.
A109-PMB 467
COSTA MESA
CA
92627
0
0
1
0
Common Stock
2012-01-06
4
S
0
2400
.185
D
1132480
D
David Gelbaum
2012-01-09
Monica Chavez Gelbaum
2012-01-09
The Quercus Trust
2012-01-09