0001019687-11-001038.txt : 20110331
0001019687-11-001038.hdr.sgml : 20110331
20110331164137
ACCESSION NUMBER: 0001019687-11-001038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110329
FILED AS OF DATE: 20110331
DATE AS OF CHANGE: 20110331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gelbaum David
CENTRAL INDEX KEY: 0001391795
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 11726837
MAIL ADDRESS:
STREET 1: 2309 SANTIAGO DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gelbaum Monica Chavez
CENTRAL INDEX KEY: 0001403417
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 11726838
MAIL ADDRESS:
STREET 1: 2309 SANTIAGO DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quercus Trust
CENTRAL INDEX KEY: 0001403463
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 11726836
BUSINESS ADDRESS:
STREET 1: 2309 SANTIAGO DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 310-201-7481
MAIL ADDRESS:
STREET 1: 2309 SANTIAGO DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-03-29
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001391795
Gelbaum David
1835 NEWPORT BLVD.
A109-PMB 467
COSTA MESA
CA
92627
1
0
1
0
0001403417
Gelbaum Monica Chavez
1835 NEWPORT BLVD.
A109-PMB 467
COSTA MESA
CA
92627
0
0
1
0
0001403463
Quercus Trust
1835 NEWPORT BLVD.
A109-PMB 467
COSTA MESA
CA
92627
0
0
1
0
Common Stock
2011-03-29
4
S
0
80000
1.2513
D
5164880
D
Common Stock
2011-03-30
4
S
0
24500
1.1312
D
5140380
D
Common Stock
2011-03-31
4
S
0
18000
1.1486
D
5122380
D
/s/ Joseph Bartlett, as attorney-in-fact for David Gelbaum, Co-Trustee, The Quercus Trust
2011-03-31
/s/ Joseph Bartlett, as attorney-in-fact for Monica Chavez Gelbaum, Co-Trustee, The Quercus Trust
2011-03-31