0000950166-20-000001.txt : 20200128
0000950166-20-000001.hdr.sgml : 20200128
20200127175407
ACCESSION NUMBER: 0000950166-20-000001
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20200128
DATE AS OF CHANGE: 20200127
EFFECTIVENESS DATE: 20200128
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-359044
FILM NUMBER: 20550875
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4407151300
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
D
1
primary_doc.xml
X0708
D
LIVE
0000924168
ENERGY FOCUS, INC/DE
32000 AURORA ROAD
SUITE B
SOLON
OH
OHIO
44139
4407151300
DELAWARE
FIBERSTARS INC /CA/
Corporation
true
James
Tu
C/O ENERGY FOCUS, INC/DE
32000 AURORA ROAD, SUITE B
SOLON
OH
OHIO
44139
Executive Officer
Director
Tod
Nestor
C/O ENERGY FOCUS, INC/DE
32000 AURORA ROAD, SUITE B
SOLON
OH
OHIO
44139
Executive Officer
Jennifer
Cheng
C/O ENERGY FOCUS, INC/DE
32000 AURORA ROAD, SUITE B
SOLON
OH
OHIO
44139
Director
Geraldine
McManus
C/O ENERGY FOCUS, INC/DE
32000 AURORA ROAD, SUITE B
SOLON
OH
OHIO
44139
Director
Philip
Politziner
C/O ENERGY FOCUS, INC/DE
32000 AURORA ROAD, SUITE B
SOLON
OH
OHIO
44139
Director
Stephen
Socolof
C/O ENERGY FOCUS, INC/DE
32000 AURORA ROAD, SUITE B
SOLON
OH
OHIO
44139
Director
Manufacturing
Decline to Disclose
- 06b
false
2020-01-13
true
true
true
false
1562
H.C. Wainwright & Co., LLC
375
H.C. Wainwright & Co., LLC
375
430 Park Avenue
4th Floor
New York
NY
NEW YORK
10022
IL
ILLINOIS
NY
NEW YORK
MN
MINNESOTA
KY
KENTUCKY
true
2750000
430225
2319775
Total Offering is 3,441,803 warrants ($0.125 each) & common stock to be issued upon exercise ($0.674 per share exercise price). Total Amount Sold is proceeds from sale of warrants only. Total Remaining is proceeds to be received if all warrants exercised.
false
9
30116
0
In addition, as compensation for this private placement and a concurrent public offering of Issuer's common stock, placement agent received warrants to purchase up to 240,296 shares of Issuer's common stock with an exercise price of $0.9988 per share.
0
Proceeds of the offering may be used for general working capital purposes. Therefore, proceeds may be used for payments to officers and directors in the ordinary course, but proceeds are not specifically earmarked for such payments.
false
ENERGY FOCUS, INC/DE
Tod A. Nestor
Tod A. Nestor
President, CFO & Secretary
2020-01-27