0000924168-22-000053.txt : 20220617
0000924168-22-000053.hdr.sgml : 20220617
20220617081216
ACCESSION NUMBER: 0000924168-22-000053
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20220617
DATE AS OF CHANGE: 20220617
EFFECTIVENESS DATE: 20220617
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-449518
FILM NUMBER: 221022435
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4407151300
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
D
1
primary_doc.xml
X0708
D
LIVE
0000924168
ENERGY FOCUS, INC/DE
32000 AURORA ROAD
SUITE B
SOLON
OH
OHIO
44139
4407151300
OHIO
FIBERSTARS INC /CA/
Corporation
true
Stephen
Socolof
32000 Aurora Road
Suite B
Solon
OH
OHIO
44139
Executive Officer
Director
Chairman and Interim Chief Executive Officer and Director
Jennifer
Cheng
32000 Aurora Road
Suite B
Solon
OH
OHIO
44139
Director
Gina
Huang
32000 Aurora Rd
Suite B
Solon
OH
OHIO
44139
Director
Phillip
Politziner
32000 Aurora Road
Suite B
Solon
OH
OHIO
44139
Director
Brian
Lagarto
32000 Aurora Rd.
Suite B
Solon
OH
OHIO
44139
Director
Jeff
Parker
32000 Aurora Rd.
Suite B
Solon
OH
OHIO
44139
Director
James
Warren
32000 Aurora Road
Suite B
Solon
OH
OHIO
44139
Executive Officer
Senior Vice President and General Counsel
Greg
Galluccio
32000 Aurora Rd.
Suite B
Solon
OH
OHIO
44139
Executive Officer
SVP Product Management and Engineering
Manufacturing
$5,000,001 - $25,000,000
- 06b
false
2022-06-03
false
true
true
true
false
0
H.C. Wainwright & Co., LLC
375
None
None
430 Park Avenue
4th Floor
New York City
NY
NEW YORK
10022
IL
ILLINOIS
NV
NEVADA
NY
NEW YORK
false
3499865
3499865
0
Up to an additional $3,500,140.88 may be received upon the exercise of warrants issued in the offering, if any.
false
3
252000
true
0
true
$252,000.21 cash fee was paid to H.C. Wainwright & Co, LLC as placement agent fee and certain additional offering expenses.
0
The Company intends to use the net proceeds from the offering for general corp. purposes, including retaining sufficient net proceeds so that the Company maintains compliance with the min. stockholders' equity requirement of The Nasdaq Stock Market.
false
ENERGY FOCUS, INC/DE
Stephen Socolof
Stephen Socolof
Chairman & Interim Chief Executive Officer
2022-06-17