0000924168-22-000053.txt : 20220617 0000924168-22-000053.hdr.sgml : 20220617 20220617081216 ACCESSION NUMBER: 0000924168-22-000053 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20220617 DATE AS OF CHANGE: 20220617 EFFECTIVENESS DATE: 20220617 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-449518 FILM NUMBER: 221022435 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4407151300 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 D 1 primary_doc.xml X0708 D LIVE 0000924168 ENERGY FOCUS, INC/DE 32000 AURORA ROAD SUITE B SOLON OH OHIO 44139 4407151300 OHIO FIBERSTARS INC /CA/ Corporation true Stephen Socolof 32000 Aurora Road Suite B Solon OH OHIO 44139 Executive Officer Director Chairman and Interim Chief Executive Officer and Director Jennifer Cheng 32000 Aurora Road Suite B Solon OH OHIO 44139 Director Gina Huang 32000 Aurora Rd Suite B Solon OH OHIO 44139 Director Phillip Politziner 32000 Aurora Road Suite B Solon OH OHIO 44139 Director Brian Lagarto 32000 Aurora Rd. Suite B Solon OH OHIO 44139 Director Jeff Parker 32000 Aurora Rd. Suite B Solon OH OHIO 44139 Director James Warren 32000 Aurora Road Suite B Solon OH OHIO 44139 Executive Officer Senior Vice President and General Counsel Greg Galluccio 32000 Aurora Rd. Suite B Solon OH OHIO 44139 Executive Officer SVP Product Management and Engineering Manufacturing $5,000,001 - $25,000,000 06b false 2022-06-03 false true true true false 0 H.C. Wainwright & Co., LLC 375 None None 430 Park Avenue 4th Floor New York City NY NEW YORK 10022 IL ILLINOIS NV NEVADA NY NEW YORK false 3499865 3499865 0 Up to an additional $3,500,140.88 may be received upon the exercise of warrants issued in the offering, if any. false 3 252000 true 0 true $252,000.21 cash fee was paid to H.C. Wainwright & Co, LLC as placement agent fee and certain additional offering expenses. 0 The Company intends to use the net proceeds from the offering for general corp. purposes, including retaining sufficient net proceeds so that the Company maintains compliance with the min. stockholders' equity requirement of The Nasdaq Stock Market. false ENERGY FOCUS, INC/DE Stephen Socolof Stephen Socolof Chairman & Interim Chief Executive Officer 2022-06-17