SD 1 a20211231formsd.htm SD Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
___________________
FORM SD
Specialized Disclosure Report
___________________
ENERGY FOCUS, INC.
(Exact name of registrant as specified in its charter)
 

  
Delaware 001-36583 94-3021850
(State or other jurisdiction (Commission (IRS Employer
of incorporation or organization) File Number) Identification No.)
32000 Aurora Road, Suite B
Solon, Ohio 44139
(Address of principal executive offices)
Stephen Socolof
(440) 715-1300
(Name and telephone number, including area code, of the person to contact in connection with
this report.)
 
Check the appropriate box to indicate the rule pursuant to which this form is being filed,
and provide the period to which the information in this form applies:
 
ýRule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.
Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended December 31, 2021.
 



Section 1 - Conflict Minerals Disclosure

Item 1.01. Conflict Minerals Disclosure and Report.
Conflict Minerals Disclosure
This Form SD of Energy Focus, Inc. (the “Company”) is filed pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1 through December 31, 2021.
A copy of the Company’s Conflict Minerals Report is filed as Exhibit 1.01 to this Form SD, and is publicly available at http://www.energyfocus.com. The content of any website referred to in this Form SD is not incorporated by reference in this Form SD.
Item 1.02. Exhibit.
A copy of the Company’s Conflict Minerals Report as required by Item 1.01 is filed as Exhibit 1.01 hereto.
Section 2 - Resource Extraction Issuer Disclosure
Item 2.01 Resource Extraction Issuer Disclosure and Report.
Not applicable.
Section 3 - Exhibits
Item 3.01 Exhibits.
The following exhibit is filed as part of this report.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Energy Focus, Inc.
(Registrant)
May 31, 2022By:/s/ Stephen Socolof
(Date)Stephen Socolof
Chairman and Interim Chief Executive Officer
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