0000924168-21-000064.txt : 20211228 0000924168-21-000064.hdr.sgml : 20211228 20211228095643 ACCESSION NUMBER: 0000924168-21-000064 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20211228 DATE AS OF CHANGE: 20211228 EFFECTIVENESS DATE: 20211228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-426900 FILM NUMBER: 211522429 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4407151300 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 D 1 primary_doc.xml X0708 D LIVE 0000924168 ENERGY FOCUS, INC/DE 32000 AURORA ROAD SUITE B SOLON OH OHIO 44139 4407151300 DELAWARE FIBERSTARS INC /CA/ Corporation true James Tu 32000 Aurora Road Suite B Solon OH OHIO 44139 Executive Officer Director Executive Chairman and Chief Executive Officer and Director Jennifer Cheng 32000 Aurora Road Suite B Solon OH OHIO 44139 Director Gina Huang 32000 Aurora Road Suite B Solon OH OHIO 44139 Director Phillip Politziner 32000 Aurora Road Suite B Solon OH OHIO 44139 Director Stephen Socolof 32000 Aurora Road Suite B Solon OH OHIO 44139 Director Tod Nestor 32000 Aurora Road Suite B Solon OH OHIO 44139 Executive Officer Chief Operating Officer and Chief Financial Officer James Warren 32000 Aurora Road Suite B Solon OH OHIO 44139 Executive Officer Senior Vice President and General Counsel Manufacturing $5,000,001 - $25,000,000 06b false 2021-12-13 false true true true false 0 H.C. Wainwright & Co., LLC 375 None None 430 Park Avenue 3rd Floor New York NY NEW YORK 10022 IL ILLINOIS NV NEVADA NY NEW YORK NJ NEW JERSEY false 4500005 4500005 0 Up to an additional $4,500,022.29 may be received upon the exercise of warrants issued in the offering, if any. false 7 360000 true 0 true $360,001.10 cash fee was paid to H.C. Wainwright & Co., LLC as placement agent fee and certain additional offering expenses. 0 The Company currently intends to use the net proceeds from the offering for general corporate purposes, and may use up to 50% of the net proceeds from the offering to reduce the balance of an outstanding promissory note issued to an unrelated third party. false ENERGY FOCUS, INC/DE /s/ Tod A. Nestor Tod A. Nestor Chief Operating Officer and Chief Financial Officer 2021-12-28