0000924168-21-000064.txt : 20211228
0000924168-21-000064.hdr.sgml : 20211228
20211228095643
ACCESSION NUMBER: 0000924168-21-000064
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20211228
DATE AS OF CHANGE: 20211228
EFFECTIVENESS DATE: 20211228
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-426900
FILM NUMBER: 211522429
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4407151300
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
D
1
primary_doc.xml
X0708
D
LIVE
0000924168
ENERGY FOCUS, INC/DE
32000 AURORA ROAD
SUITE B
SOLON
OH
OHIO
44139
4407151300
DELAWARE
FIBERSTARS INC /CA/
Corporation
true
James
Tu
32000 Aurora Road
Suite B
Solon
OH
OHIO
44139
Executive Officer
Director
Executive Chairman and Chief Executive Officer and Director
Jennifer
Cheng
32000 Aurora Road
Suite B
Solon
OH
OHIO
44139
Director
Gina
Huang
32000 Aurora Road
Suite B
Solon
OH
OHIO
44139
Director
Phillip
Politziner
32000 Aurora Road
Suite B
Solon
OH
OHIO
44139
Director
Stephen
Socolof
32000 Aurora Road
Suite B
Solon
OH
OHIO
44139
Director
Tod
Nestor
32000 Aurora Road
Suite B
Solon
OH
OHIO
44139
Executive Officer
Chief Operating Officer and Chief Financial Officer
James
Warren
32000 Aurora Road
Suite B
Solon
OH
OHIO
44139
Executive Officer
Senior Vice President and General Counsel
Manufacturing
$5,000,001 - $25,000,000
- 06b
false
2021-12-13
false
true
true
true
false
0
H.C. Wainwright & Co., LLC
375
None
None
430 Park Avenue
3rd Floor
New York
NY
NEW YORK
10022
IL
ILLINOIS
NV
NEVADA
NY
NEW YORK
NJ
NEW JERSEY
false
4500005
4500005
0
Up to an additional $4,500,022.29 may be received upon the exercise of warrants issued in the offering, if any.
false
7
360000
true
0
true
$360,001.10 cash fee was paid to H.C. Wainwright & Co., LLC as placement agent fee and certain additional offering expenses.
0
The Company currently intends to use the net proceeds from the offering for general corporate purposes, and may use up to 50% of the net proceeds from the offering to reduce the balance of an outstanding promissory note issued to an unrelated third party.
false
ENERGY FOCUS, INC/DE
/s/ Tod A. Nestor
Tod A. Nestor
Chief Operating Officer and Chief Financial Officer
2021-12-28