0000924168-19-000065.txt : 20190718 0000924168-19-000065.hdr.sgml : 20190718 20190718184837 ACCESSION NUMBER: 0000924168-19-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190716 FILED AS OF DATE: 20190718 DATE AS OF CHANGE: 20190718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NESTOR TOD A CENTRAL INDEX KEY: 0001399090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 19962138 MAIL ADDRESS: STREET 1: C/O THE PENN TRAFFIC COMPANY STREET 2: 1200 STATE FAIR BOULEVARD CITY: SYRACUSE STATE: NY ZIP: 13221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4407151300 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 wf-form4_156349010281979.xml FORM 4 X0306 4 2019-07-16 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001399090 NESTOR TOD A 32000 AURORA ROAD SUITE B SOLON OH 44139 0 1 0 0 President, CFO Stock Option 0.42 2019-07-16 4 A 0 150000 0 A 2020-07-16 2029-07-16 Common Stock 150000.0 150000 D Date applies to one-fourth of the total. The remaining three-fourths vest in equal monthly installments thereafter over a 3 year period. /s/ Tod A.Nestor 2019-07-18