<SEC-DOCUMENT>0000924168-19-000020-index.html : 20190401 <SEC-HEADER>0000924168-19-000020.hdr.sgml : 20190401 <ACCEPTANCE-DATETIME>20190401170708 ACCESSION NUMBER: 0000924168-19-000020 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20190329 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20190401 DATE AS OF CHANGE: 20190401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 19721659 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4407151300 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>a20190307item2024q18er.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: a20190307item2024q18er.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>2 <FILENAME>ex31-certofdesigpstk.htm <DESCRIPTION>EXHIBIT 3.1 <TEXT> Document 2 - file: ex31-certofdesigpstk.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>4 <FILENAME>ex101-notepurchaseagreement.htm <DESCRIPTION>EXHIBIT 10.1 <TEXT> Document 4 - file: ex101-notepurchaseagreement.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>5 <FILENAME>ex102-convnotexseries2019.htm <DESCRIPTION>EXHIBIT 10.2 <TEXT> Document 5 - file: ex102-convnotexseries2019.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>6 <FILENAME>ex103-sepagreemtxtewksbury.htm <DESCRIPTION>EXHIBIT 10.3 <TEXT> Document 6 - file: ex103-sepagreemtxtewksbury.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>7 <FILENAME>ex104-sepagreemtxturin.htm <DESCRIPTION>EXHIBIT 10.4 <TEXT> Document 7 - file: ex104-sepagreemtxturin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>8 <FILENAME>ex991efoi4q18earningsrelea.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 8 - file: ex991efoi4q18earningsrelea.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>efoilogonewa21.jpg <TEXT> Document 9 - file: efoilogonewa21.jpg
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