0000924168-18-000014.txt : 20180314
0000924168-18-000014.hdr.sgml : 20180314
20180314172742
ACCESSION NUMBER: 0000924168-18-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180313
FILED AS OF DATE: 20180314
DATE AS OF CHANGE: 20180314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Port Michael Harry
CENTRAL INDEX KEY: 0001682287
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 18690365
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4407151300
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
4
1
wf-form4_152106284893269.xml
FORM 4
X0306
4
2018-03-13
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001682287
Port Michael Harry
32000 AURORA ROAD
SUITE B
SOLON
OH
44139
0
1
0
0
CFO & Secretary
Common Stock
2018-03-13
4
M
0
2838
0
A
11858
D
Common Stock
2018-03-13
4
F
0
998
2.62
D
10860
D
Restricted Stock Units
2017-03-16
2019-03-16
Common Stock
2347.0
2347
D
Restricted Stock Units
2017-08-16
2019-08-16
Common Stock
3334.0
3334
D
Restricted Stock Units
2018-04-03
2020-04-04
Common Stock
19307.0
19307
D
Restricted Stock Units
2018-03-13
4
M
0
2838
0
D
2018-03-13
2020-03-14
Common Stock
2838.0
5723
D
Restricted Stock Units
2019-02-26
2021-02-27
Common Stock
49167.0
49167
D
Stock Option
15.08
2016-07-13
2025-09-17
Common Stock
5000.0
5000
D
Stock Option
3.17
2018-04-03
2027-04-03
Common Stock
28961.0
28961
D
Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.
/s/ Michael H. Port
2018-03-14