0000924168-18-000003.txt : 20180103
0000924168-18-000003.hdr.sgml : 20180103
20180103172405
ACCESSION NUMBER: 0000924168-18-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171229
FILED AS OF DATE: 20180103
DATE AS OF CHANGE: 20180103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Port Michael Harry
CENTRAL INDEX KEY: 0001682287
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 18506840
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4407151300
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
4
1
wf-form4_151501823148906.xml
FORM 4
X0306
4
2017-12-29
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001682287
Port Michael Harry
32000 AURORA ROAD
SUITE B
SOLON
OH
44139
0
1
0
0
CFO & Secretary
Common Stock
2017-12-29
4
A
0
3001
2.0825
A
9020
D
Restricted Stock Units
2018-04-03
2020-04-04
Common Stock
19307.0
19307
D
Restricted Stock Units
2018-03-13
2020-03-14
Common Stock
8561.0
8561
D
Restricted Stock Units
2018-03-16
2019-03-16
Common Stock
2347.0
2347
D
Restricted Stock Units
2017-08-16
2019-08-16
Common Stock
3334.0
3334
D
Stock Option
3.17
2018-04-03
2027-04-03
Common Stock
28961.0
28961
D
Stock Option
15.08
2016-07-13
2025-09-17
Common Stock
5000.0
5000
D
Shares acquired through the Energy Focus, Inc. 2013 Employee Stock Purchase Plan.
Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
Date applies to 1,173 of the restricted stock units. The remaining 1,174 restricted stock units vest on March 16, 2019.
Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.
/s/ Michael H. Port
2018-01-03