0000924168-17-000056.txt : 20170705
0000924168-17-000056.hdr.sgml : 20170705
20170705161629
ACCESSION NUMBER: 0000924168-17-000056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170705
DATE AS OF CHANGE: 20170705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4407151300
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Port Michael Harry
CENTRAL INDEX KEY: 0001682287
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 17948238
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
4
1
wf-form4_149928577566858.xml
FORM 4
X0306
4
2017-06-30
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001682287
Port Michael Harry
32000 AURORA ROAD
SUITE B
SOLON
OH
44139
0
1
0
0
CFO & Secretary
Common Stock
2017-06-30
4
A
0
1416
2.2355
A
4353
D
Stock Option
3.17
2018-04-03
2027-04-03
Common Stock
28961.0
28961
D
Restricted Stock Units
2018-04-03
2020-04-04
Common Stock
19307.0
19307
D
Restricted Stock Units
2018-03-16
2019-03-16
Common Stock
2347.0
2347
D
Restricted Stock Units
2018-03-13
2020-03-14
Common Stock
8561.0
8561
D
Restricted Stock Units
2017-08-16
2019-08-16
Common Stock
5000.0
5000
D
Stock Option
15.08
2016-07-13
2025-09-17
Common Stock
5000.0
5000
D
Shares acquired through the Energy Focus, Inc. 2013 Employee Stock Purchase Plan.
Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.
Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
Date applies to 1,173 of the restricted stock units. The remaining 1,174 restricted stock units vest on March 16, 2019.
/s/ Michael H. Port
2017-07-05