0000924168-16-000065.txt : 20160816 0000924168-16-000065.hdr.sgml : 20160816 20160816170927 ACCESSION NUMBER: 0000924168-16-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160816 FILED AS OF DATE: 20160816 DATE AS OF CHANGE: 20160816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4407151300 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Port Michael Harry CENTRAL INDEX KEY: 0001682287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 161836734 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 4 1 wf-form4_147138175387999.xml FORM 4 X0306 4 2016-08-16 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001682287 Port Michael Harry 32000 AURORA ROAD SUITE B SOLON OH 44139 0 1 0 0 Interim CFO Common Stock 609 D Restricted Stock Units 2016-08-16 4 A 0 5000 0 A 2017-08-16 2019-08-16 Common Stock 5000.0 5000 D Restricted Stock Units 2017-03-16 2019-03-16 Common Stock 3520.0 3520 D Stock Option 15.08 2016-07-13 2025-09-17 Common Stock 5000.0 5000 D Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date. Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period. /s/ Michael H. Port 2016-08-16