0000924168-16-000024.txt : 20160318
0000924168-16-000024.hdr.sgml : 20160318
20160318162534
ACCESSION NUMBER: 0000924168-16-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160316
FILED AS OF DATE: 20160318
DATE AS OF CHANGE: 20160318
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4407151300
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cheng Simon
CENTRAL INDEX KEY: 0001555297
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 161516376
MAIL ADDRESS:
STREET 1: C/O ENERGY FOCUS, INC.
STREET 2: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
4
1
wf-form4_145833272310842.xml
FORM 4
X0306
4
2016-03-16
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001555297
Cheng Simon
ENERGY FOCUS, INC.
32000 AURORA ROAD, SUITE B
SOLON
OH
44139
1
0
0
0
Stock Option
6.77
2016-03-16
4
A
0
3150
6.77
A
2017-03-16
2026-03-16
Common Stock
3150.0
3150
D
Restricted Stock Units
2016-03-16
4
A
0
2330
0
A
2017-03-16
2019-03-17
Common Stock
2330.0
2330
D
Stock Option
4.1
2015-01-28
2024-01-28
Common Stock
5000.0
5000
D
Stock Option
5.47
2016-03-16
2025-03-16
Common Stock
7500.0
7500
D
Stock Option
2.6
2013-07-31
2022-07-31
Common Stock
1000.0
1000
D
Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.
Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
/s/ Simon Cheng
2016-03-18