-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OTCCDv5evVcasN2OGkoqBVdMwRsxLK7msZmN/svJ76/CyBAtuNyvvHFrpZFF/VAR o1UWf9HgHTd4OejkzEiHJg== 0000902664-10-000008.txt : 20100105 0000902664-10-000008.hdr.sgml : 20100105 20100105174033 ACCESSION NUMBER: 0000902664-10-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100105 DATE AS OF CHANGE: 20100105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIKER MANAGEMENT LLC CENTRAL INDEX KEY: 0001276525 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 10508611 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: SUITE 1409 CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 2129040321 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: SUITE 1409 CITY: NEW YORK STATE: NY ZIP: 10151 4 1 p10-0005form4_ex.xml ENERGY FOCUS, INC. X0303 4 2009-12-31 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001276525 DIKER MANAGEMENT LLC 745 FIFTH AVENUE SUITE 1409 NEW YORK NY 10151 0 0 1 0 Common stock, $0.00001 par value (the "Common Stock") 2009-12-31 4 S 0 375000 .80 D 2532108 I See footnote The shares of Common Stock to which this line refers are held indirectly by Diker Management, LLC (the "Reporting Person"), in its capacity as the registered investment adviser of certain managed accounts and funds. The Reporting Person is a registered investment adviser and as such disclaims all beneficial ownership of these shares and in any case disclaims beneficial ownership of these shares except to the extent of the Reporting Person's pecuniary interest in the shares of Common Stock. The Reporting Person is a registered investment adviser but has elected to file this Form 4 nevertheless. (continued from footnote 1) The reported sale was made pursuant to the Letter Agreement and the December Letter Agreement disclosed in the Schedule 13D filed by the Reporting Person on November 12, 2009, in Amendment No. 1 to the Schedule 13D filed by the Reporting Person on December 23, 2009 and pursuant to an agreement with Ouercus Trust as disclosed in the Schedule 13G filed by the Reporting Persons on Januaary 5, 2010. /s/ C Diker 2010-01-05 /s/ M Diker 2010-01-05 -----END PRIVACY-ENHANCED MESSAGE-----