-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TqR+jvP7ySCHByiYnsK31Gs/dBYo+N7caclpkMSUr5zEM+PT1o8P9mAl6MZgExBC hT838jsnO5shks8fIzguSg== 0001209191-03-034184.txt : 20031209 0001209191-03-034184.hdr.sgml : 20031209 20031209173314 ACCESSION NUMBER: 0001209191-03-034184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031208 FILED AS OF DATE: 20031209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOTCH WILLIAM S III CENTRAL INDEX KEY: 0001190480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26732 FILM NUMBER: 031045540 BUSINESS ADDRESS: STREET 1: 4121 INTERNATIONAL PARKWAY CITY: CARROLLTON STATE: TX ZIP: 75007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GADZOOKS INC CENTRAL INDEX KEY: 0000924140 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 742261048 STATE OF INCORPORATION: TX FISCAL YEAR END: 0127 BUSINESS ADDRESS: STREET 1: 4121 INTERNATIONAL PKWY CITY: CARROLLTON STATE: TX ZIP: 75007 BUSINESS PHONE: 9723075555 MAIL ADDRESS: STREET 1: 4121 INTERNTIONAL PKWY CITY: CARROLLTON STATE: TX ZIP: 75007 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-12-0800000924140GADZOOKS INC GADZ0001190480KOTCH WILLIAM S III4121 INTERNATIONAL PARKWAYCARROLLTONTX750070100Sr. VP - Real Estate< nonDerivativeTable>Common Stock2003-12-084S030000.00003.1500D0DCommon Stock2003-12-084S03059.42003.1400D0DCommon Stock2003-12-084S09467.75002.9600D0DThese 9467.75 shares represent all shares indirectly owned by Mr. Kotch under the Company's 401(k) plan. Although Mr. Kotch had previously reported owning 10,488 shares indirectly under the 401(k) plan, this represented an amount in excess of the maximum permitted under the Internal Revenue Code, and therefore certain shares were subsequently disposed of by the plan trustee.William S. Kotch III2003-12-09 -----END PRIVACY-ENHANCED MESSAGE-----