0000899243-16-031909.txt : 20161018 0000899243-16-031909.hdr.sgml : 20161018 20161018194349 ACCESSION NUMBER: 0000899243-16-031909 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Donnelley Financial Solutions, Inc. CENTRAL INDEX KEY: 0001669811 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 344829638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 844-866-4337 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRANDALL RICHARD L CENTRAL INDEX KEY: 0000924060 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37728 FILM NUMBER: 161941685 MAIL ADDRESS: STREET 1: 800 DELAWARE AVE STREET 2: COMPUTER TASK GROUP INC CITY: BUFFALO STATE: NY ZIP: 14209 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-10-01 2016-10-04 0 0001669811 Donnelley Financial Solutions, Inc. DFIN 0000924060 CRANDALL RICHARD L C/O DONNELLEY FINANCIAL SOLUTIONS, INC. 35 WEST WACKER DRIVE CHICAGO IL 60601 1 0 0 0 Common Stock 2016-10-01 4 A 0 1384 0.00 A 49711 D Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Richard L. Crandall was awarded restricted stock Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Richard L. Crandall was awarded restricted stock units ("RSUs") with a value of $31,350, pursuant to the Donnelley Financial Non-Employee Director Compensation Plan, for his service as Chairman of the board of directors of Donnelley Financial Solutions, Inc. ("DFS") for the remainder of 2016. Such grant represents 1,384 RSUs calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant. (Continued from Footnote 1) Mr. Crandall's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. Mr. Crandall's beneficial ownership of securities also reflects 644 shares of common stock owned prior to the grant of RSUs as well as 47,683 RSUs held prior to the date of the Reported Transaction (after giving effect to the one for three reverse stock split that was effective on October 1, 2016 and the distribution by R. R. Donnelley & Sons Company of 80.75% of the common stock of LSC Communications, Inc. and DFS, which occurred on October 1, 2016.) /s/ Jennifer B. Reiners, Jennifer B. Reiners, Attorney-in-Fact for Richard L. Crandall 2016-10-18