0001493152-23-004944.txt : 20230214 0001493152-23-004944.hdr.sgml : 20230214 20230214163206 ACCESSION NUMBER: 0001493152-23-004944 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221219 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOKOLOW LEONARD J CENTRAL INDEX KEY: 0000923890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41276 FILM NUMBER: 23630261 MAIL ADDRESS: STREET 1: REGATTA OFFICE PARK, WINDWARD THREE STREET 2: 4TH FLOOR, WEST BAY ROAD, P.O. BOX 1114 CITY: GRAND CAYMAN STATE: E9 ZIP: E9 KY11102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SKYX Platforms Corp. CENTRAL INDEX KEY: 0001598981 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 463645414 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2855 W. MCNAB ROAD CITY: POMPANO BEACH STATE: FL ZIP: 33069 BUSINESS PHONE: (855) 759-7584 MAIL ADDRESS: STREET 1: 2855 W. MCNAB ROAD CITY: POMPANO BEACH STATE: FL ZIP: 33069 FORMER COMPANY: FORMER CONFORMED NAME: SQL Technologies Corp. DATE OF NAME CHANGE: 20160812 FORMER COMPANY: FORMER CONFORMED NAME: Safety Quick Lighting & Fans Corp. DATE OF NAME CHANGE: 20140203 4 1 ownership.xml X0306 4 2022-12-19 0 0001598981 SKYX Platforms Corp. SKYX 0000923890 SOKOLOW LEONARD J C/O SKYX PLATFORMS CORP. 2855 W. MCNAB ROAD POMPANO BEACH FL 33069 1 0 0 0 Common Stock, no par value 2022-12-19 5 G 0 E 10000 0 D 366543 D Common Stock, no par value 2022-12-20 5 G 0 E 10000 0 D 356543 D Common Stock, no par value 3600 I By Newbridge Securities Corporation Stock Option (right to buy) 0.6 2015-11-15 2025-11-15 Common Stock, no par value 150000 150000 D Stock Option (right to buy) 3 2017-06-30 2027-04-19 Common Stock, no par value 150000 150000 D Stock Option (right to buy) 4 2017-12-31 2027-04-19 Common Stock, no par value 150000 150000 D Stock Option (right to buy) 3 2019-01-01 2024-01-01 Common Stock, no par value 100000 100000 D Stock Option (right to buy) 12 2020-01-01 2025-01-01 Common Stock, no par value 100000 100000 D Stock Option (right to buy) 12 2020-12-31 2025-12-31 Common Stock, no par value 100000 100000 D Stock Option (right to buy) 12 2021-12-31 2026-12-31 Common Stock, no par value 100000 100000 D Stock Option (right to buy) 12.34 2022-03-31 2027-03-11 Common Stock, no par value 17500 17500 D Warrant (right to buy) 12 2023-12-31 Common Stock, no par value 4469 4469 D Warrant (right to buy) 9.8 2024-10-26 Common Stock, no par value 1088 1088 D Warrant (right to buy) 9.8 2024-11-29 Common Stock, no par value 3375 3375 D Warrant (right to buy) 9.8 2024-12-22 Common Stock, no par value 19827 19827 D Warrant (right to buy) 12 2023-12-31 Common Stock, no par value 5674 5674 I By Newbridge Securities Corporation Warrant (right to buy) 9.8 2024-10-26 Common Stock, no par value 725 725 I By Newbridge Securities Corporation Warrant (right to buy) 9.8 2024-11-29 Common Stock, no par value 2250 2250 I By Newbridge Securities Corporation Warrant (right to buy) 9.8 2024-12-22 Common Stock, no par value 13216 13216 I By Newbridge Securities Corporation 6.0% Subordinated Convertible Promissory Note 15 2023-09-22 Common Stock, no par value 250000 250000 D These securities are owned by Newbridge Securities Corporation. The reporting person is the Chief Executive Officer and President of Newbridge Financial, Inc. and Chairman of Newbridge Securities Corporation, its broker dealer subsidiary. Exercisable at any time on or prior to the expiration date at the holder's discretion at the initial exercise price of $12.00 per share, subject to adjustment provisions (including certain anti-dilution provisions). Exercisable at any time on or prior to the expiration date at the holder's discretion at the adjusted exercise price of $9.80 per share, subject to adjustment provisions (including certain anti-dilution provisions). The principal amount, plus any accrued and unpaid interest, is convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $15.00 per share. Represents the principal amount of the convertible note and excludes interest that may accrue. Interest on the note is payable annually, in cash or common stock, at the holder's discretion. Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. Includes 30,250 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited. Total number of shares includes shares issued to the reporting person after the date of the gift. /s/ Leonard J. Sokolow 2023-02-14