0001493152-23-000118.txt : 20230103
0001493152-23-000118.hdr.sgml : 20230103
20230103160824
ACCESSION NUMBER: 0001493152-23-000118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230103
DATE AS OF CHANGE: 20230103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOKOLOW LEONARD J
CENTRAL INDEX KEY: 0000923890
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41276
FILM NUMBER: 23502146
MAIL ADDRESS:
STREET 1: REGATTA OFFICE PARK, WINDWARD THREE
STREET 2: 4TH FLOOR, WEST BAY ROAD, P.O. BOX 1114
CITY: GRAND CAYMAN
STATE: E9
ZIP: E9 KY11102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SKYX Platforms Corp.
CENTRAL INDEX KEY: 0001598981
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 463645414
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2855 W. MCNAB ROAD
CITY: POMPANO BEACH
STATE: FL
ZIP: 33069
BUSINESS PHONE: (855) 759-7584
MAIL ADDRESS:
STREET 1: 2855 W. MCNAB ROAD
CITY: POMPANO BEACH
STATE: FL
ZIP: 33069
FORMER COMPANY:
FORMER CONFORMED NAME: SQL Technologies Corp.
DATE OF NAME CHANGE: 20160812
FORMER COMPANY:
FORMER CONFORMED NAME: Safety Quick Lighting & Fans Corp.
DATE OF NAME CHANGE: 20140203
4
1
ownership.xml
X0306
4
2022-12-31
0
0001598981
SKYX Platforms Corp.
SKYX
0000923890
SOKOLOW LEONARD J
C/O SKYX PLATFORMS CORP.
2855 W. MCNAB ROAD
POMPANO BEACH
FL
33069
1
0
0
0
Common Stock, no par value
2022-12-31
4
A
0
2976
2.52
A
376543
D
Common Stock, no par value
3600
I
By Newbridge Securities Corporation
Stock Option (right to buy)
0.6
2015-11-15
2025-11-15
Common Stock, no par value
150000
150000
D
Stock Option (right to buy)
3
2017-06-30
2027-04-19
Common Stock, no par value
150000
150000
D
Stock Option (right to buy)
4
2017-12-31
2027-04-19
Common Stock, no par value
150000
150000
D
Stock Option (right to buy)
3
2019-01-01
2024-01-01
Common Stock, no par value
100000
100000
D
Stock Option (right to buy)
12
2020-01-01
2025-01-01
Common Stock, no par value
100000
100000
D
Stock Option (right to buy)
12
2020-12-31
2025-12-31
Common Stock, no par value
100000
100000
D
Stock Option (right to buy)
12
2021-12-31
2026-12-31
Common Stock, no par value
100000
100000
D
Stock Option (right to buy)
12.34
2022-03-31
2027-03-11
Common Stock, no par value
17500
17500
D
Warrant (right to buy)
12
2023-12-31
Common Stock, no par value
4469
4469
D
Warrant (right to buy)
9.8
2024-10-26
Common Stock, no par value
1088
1088
D
Warrant (right to buy)
9.8
2024-11-29
Common Stock, no par value
3375
3375
D
Warrant (right to buy)
9.8
2024-12-22
Common Stock, no par value
19827
19827
D
Warrant (right to buy)
12
2023-12-31
Common Stock, no par value
5674
5674
I
By Newbridge Securities Corporation
Warrant (right to buy)
9.8
2024-10-26
Common Stock, no par value
725
725
I
By Newbridge Securities Corporation
Warrant (right to buy)
9.8
2024-11-29
Common Stock, no par value
2250
2250
I
By Newbridge Securities Corporation
Warrant (right to buy)
9.8
2024-12-22
Common Stock, no par value
13216
13216
I
By Newbridge Securities Corporation
6.0% Subordinated Convertible Promissory Note
15
2023-09-22
Common Stock, no par value
250000
250000
D
These securities are owned by Newbridge Securities Corporation. The reporting person is the Chief Executive Officer and President of Newbridge Financial, Inc. and Chairman of Newbridge Securities Corporation, its broker dealer subsidiary.
Exercisable at any time on or prior to the expiration date at the holder's discretion at the initial exercise price of $12.00 per share, subject to adjustment provisions (including certain anti-dilution provisions).
Exercisable at any time on or prior to the expiration date at the holder's discretion at the adjusted exercise price of $9.80 per share, subject to adjustment provisions (including certain anti-dilution provisions).
The principal amount, plus any accrued and unpaid interest, is convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $15.00 per share.
Represents the principal amount of the convertible note and excludes interest that may accrue. Interest on the note is payable annually, in cash or common stock, at the holder's discretion.
Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted.
Includes 30,250 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited.
The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.
/s/ Leonard J. Sokolow
2023-01-03