0001493152-22-027478.txt : 20221004 0001493152-22-027478.hdr.sgml : 20221004 20221004060859 ACCESSION NUMBER: 0001493152-22-027478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221004 DATE AS OF CHANGE: 20221004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOKOLOW LEONARD J CENTRAL INDEX KEY: 0000923890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41276 FILM NUMBER: 221289680 MAIL ADDRESS: STREET 1: 3010 NORTH MILITARY TRAIL STREET 2: STE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SKYX Platforms Corp. CENTRAL INDEX KEY: 0001598981 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 463645414 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2855 W. MCNAB ROAD CITY: POMPANO BEACH STATE: FL ZIP: 33069 BUSINESS PHONE: (855) 759-7584 MAIL ADDRESS: STREET 1: 2855 W. MCNAB ROAD CITY: POMPANO BEACH STATE: FL ZIP: 33069 FORMER COMPANY: FORMER CONFORMED NAME: SQL Technologies Corp. DATE OF NAME CHANGE: 20160812 FORMER COMPANY: FORMER CONFORMED NAME: Safety Quick Lighting & Fans Corp. DATE OF NAME CHANGE: 20140203 4 1 ownership.xml X0306 4 2022-09-30 0 0001598981 SKYX Platforms Corp. SKYX 0000923890 SOKOLOW LEONARD J C/O SKYX PLATFORMS CORP. 2855 W. MCNAB ROAD POMPANO BEACH FL 33069 1 0 0 0 Common Stock, no par value 2022-09-30 4 A 0 2032 3.69 A 333234 D Common Stock, no par value 3600 I By Newbridge Securities Corporation Stock Option (right to buy) 0.6 2015-11-15 2025-11-15 Common Stock, no par value 150000 150000 D Stock Option (right to buy) 3 2017-06-30 2027-04-19 Common Stock, no par value 150000 150000 D Stock Option (right to buy) 4 2017-12-31 2027-04-19 Common Stock, no par value 150000 150000 D Stock Option (right to buy) 3 2018-01-01 2023-01-01 Common Stock, no par value 100000 100000 D Stock Option (right to buy) 3 2019-01-01 2024-01-01 Common Stock, no par value 100000 100000 D Stock Option (right to buy) 12 2020-01-01 2025-01-01 Common Stock, no par value 100000 100000 D Stock Option (right to buy) 12 2020-12-31 2025-12-31 Common Stock, no par value 100000 100000 D Stock Option (right to buy) 12 2021-12-31 2026-12-31 Common Stock, no par value 100000 100000 D Stock Option (right to buy) 12.34 2022-03-31 2027-03-11 Common Stock, no par value 17500 17500 D Warrant (right to buy) 12 2023-12-31 Common Stock, no par value 4469 4469 D Warrant (right to buy) 9.8 2024-10-26 Common Stock, no par value 1088 1088 D Warrant (right to buy) 9.8 2024-11-29 Common Stock, no par value 3375 3375 D Warrant (right to buy) 9.8 2024-12-22 Common Stock, no par value 19827 19827 D Warrant (right to buy) 12 2023-12-31 Common Stock, no par value 5674 5674 I By Newbridge Securities Corporation Warrant (right to buy) 9.8 2024-10-26 Common Stock, no par value 725 725 I By Newbridge Securities Corporation Warrant (right to buy) 9.8 2024-11-29 Common Stock, no par value 2250 2250 I By Newbridge Securities Corporation Warrant (right to buy) 9.8 2024-12-22 Common Stock, no par value 13216 13216 I By Newbridge Securities Corporation 6.0% Subordinated Convertible Promissory Note 15 2023-09-22 Common Stock, no par value 250000 250000 D These securities are owned by Newbridge Securities Corporation. The reporting person is the Chief Executive Officer and President of Newbridge Financial, Inc. and Chairman of Newbridge Securities Corporation, its broker dealer subsidiary. Exercisable at any time on or prior to the expiration date at the holder's discretion at the initial exercise price of $12.00 per share, subject to adjustment provisions (including certain anti-dilution provisions). Exercisable at any time on or prior to the expiration date at the holder's discretion at the adjusted exercise price of $9.80 per share, subject to adjustment provisions (including certain anti-dilution provisions). The principal amount, plus any accrued and unpaid interest, is convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $15.00 per share. Represents the principal amount of the convertible note and excludes interest that may accrue. Interest on the note is payable annually, in cash or common stock, at the holder's discretion. Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program. /s/ Leonard J. Sokolow 2022-10-04