-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JwJGLIjg7yoe29x7tgLgy96If5UkgqDlrSMh7nuvLT6aF/WMwdor4VflJ5mlbz5b hji9lDcw0Rh0Zc15vdXt9w== 0001209191-06-060588.txt : 20061120 0001209191-06-060588.hdr.sgml : 20061120 20061120171526 ACCESSION NUMBER: 0001209191-06-060588 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061116 FILED AS OF DATE: 20061120 DATE AS OF CHANGE: 20061120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST AIRLINES CO CENTRAL INDEX KEY: 0000092380 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 741563240 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2702 LOVE FIELD DR STREET 2: P O BOX 36611 CITY: DALLAS STATE: TX ZIP: 75235 BUSINESS PHONE: 2147924000 MAIL ADDRESS: STREET 1: PO BOX 36611 CITY: DALLAS STATE: TX ZIP: 75235-1611 FORMER COMPANY: FORMER CONFORMED NAME: AIR SOUTHWEST CO DATE OF NAME CHANGE: 19760108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jordan Robert E CENTRAL INDEX KEY: 0001381318 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07259 FILM NUMBER: 061230727 BUSINESS ADDRESS: BUSINESS PHONE: 214-792-4000 MAIL ADDRESS: STREET 1: C/O SOUTHWEST AIRLINES CO. STREET 2: 2702 LOVE FIELD DRIVE CITY: DALLAS STATE: TX ZIP: 75235 3 1 bod41531_bod1rej.xml MAIN DOCUMENT DESCRIPTION X0202 3 2006-11-16 0 0000092380 SOUTHWEST AIRLINES CO LUV 0001381318 Jordan Robert E SOUTHWEST AIRLINES CO. 2702 LOVE FIELD DRIVE DALLAS TX 75235 0 1 0 0 EVP Strategy,Procurement, Tec Common Stock 3438 I ProfitSharing Option (right to buy) 7.87 1998-01-23 2008-01-23 Common Stock 48600 D Option (right to buy) 11.72 2001-01-22 2009-01-22 Common Stock 482 D Option (right to buy) 11.72 2001-01-22 2009-01-22 Common Stock 3269 D Option (right to buy) 10.35 2002-01-19 2010-01-29 Common Stock 2120 D Option (right to buy) 10.35 2002-01-19 2010-01-19 Common Stock 3380 D Option (right to buy) 22.80 2000-12-31 2010-12-31 Common Stock 734 D Option (right to buy) 21.30 2003-02-15 2011-02-15 Common Stock 487 D Option (right to buy) 21.30 2003-02-15 2011-02-15 Common Stock 5513 D Option (right to buy) 17.11 2006-06-19 2011-06-19 Common Stock 4992 D Option (right to buy) 17.11 2004-06-19 2011-06-19 Common Stock 1508 D Option (right to buy) 18.73 2002-01-01 2012-01-01 Common Stock 734 D Option (right to buy) 17.78 2004-01-18 2012-01-18 Common Stock 6600 D Option (right to buy) 13.19 2005-01-23 2013-01-23 Common Stock 7098 D Option (right to buy) 13.19 2005-01-23 2013-01-23 Common Stock 162 D Option (right to buy) 15.51 2006-01-23 2014-01-23 Common Stock 8605 D Option (right to buy) 15.51 2006-01-23 2014-01-23 Common Stock 195 D Option (right to buy) 14.25 2006-01-20 2015-01-20 Common Stock 9420 D Option (right to buy) 16.43 2005-12-31 2015-12-31 Common Stock 20000 D Option (right to buy) 17.53 2008-12-31 2016-03-17 Common Stock 4826 D Option (right to buy) 15.174 2006-12-31 2016-03-17 Common Stock 15174 D These shares were acquired pursuant to Southwest Airlines Co. ProfitSharing Plan in a transcation exempt from Rule 16(a)-3(f)(1)(B). The information reported herein is based on a plan statement dated as of 12/31/2005. Options granted from 1996 ISO Plan Options are exercisable as follows: 36,720 currently exercisable and 11,880 on 1/23/2006 Options granted from 1991 ISO Plan. Options granted from 1996 NQ Plan. Options are exercisable as follows: 1,612 currently exercisable and 380 on 6/19/2007, 900 on 6/19/2008, 1,000 on 6/19/2009, and 1,100 on 6/19/2010. Options are exercisable as follows: 1,088 currently exercisable and 420 on 6/19/2007. Options are exercisable as follows: 6,280 currently exercisable and 3,140 on 1/20/2007. Options are exercisable as follows: 6,667currently exercisable, 6,666 on 12/31/2006, and 6,667 on 12/31/2007. Options are exercisable as follows: 6,667 on 12/31/2006, 6,666 on 12/31/2007, and 1,841 on 12/31/2008. On behalf of and attorney-in-fact for Robert E. Jordan /s/ Deborah Ackerman 2006-11-20 EX-24 2 d41531_1ex24.txt POWER OF ATTORNEY EXHIBIT 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Laura Wright, Deborah Ackerman, and Mark Shaw, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an Officer and/or Director of Southwest Airlines Co. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 15th day of November, 2006. /s/ Robert E. Jordan ----------------------------- Signature Robert E. Jordan ----------------------------- Print Name -----END PRIVACY-ENHANCED MESSAGE-----