0001193125-15-274872.txt : 20150817 0001193125-15-274872.hdr.sgml : 20150817 20150803162233 ACCESSION NUMBER: 0001193125-15-274872 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150729 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20150803 DATE AS OF CHANGE: 20150803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST AIRLINES CO CENTRAL INDEX KEY: 0000092380 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 741563240 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07259 FILM NUMBER: 151022626 BUSINESS ADDRESS: STREET 1: 2702 LOVE FIELD DR STREET 2: P O BOX 36611 CITY: DALLAS STATE: TX ZIP: 75235 BUSINESS PHONE: 2147924000 MAIL ADDRESS: STREET 1: PO BOX 36611 CITY: DALLAS STATE: TX ZIP: 75235-1611 FORMER COMPANY: FORMER CONFORMED NAME: AIR SOUTHWEST CO DATE OF NAME CHANGE: 19760108 8-K 1 d79096d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 29, 2015

 

 

 

LOGO

SOUTHWEST AIRLINES CO.

(Exact name of registrant as specified in its charter)

 

 

 

Texas   1-7259   74-1563240

(State or other Jurisdiction

of Incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

  P.O. Box 36611, Dallas, Texas   75235-1611
  (Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (214) 792-4000

Not Applicable

(Former name or former address if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Item 5.02(b)

On July 29, 2015, Ron Ricks advised Southwest Airlines Co. (the “Company”) of his decision to retire from his position as Executive Vice President & Chief Legal & Regulatory Officer of the Company, effective immediately. Mr. Ricks will remain with the Company as a non-Officer Employee of the Company to assist with the transition of complex legal projects and specialized governmental affairs issues.

Item 5.02(d)

Also on July 29, 2015, the Board of Directors (the “Board”) of the Company appointed Ron Ricks as a member of the Board and elected Mr. Ricks as Vice Chairman of the Board.

Mr. Ricks has not yet been appointed to any Board committees, has no relationships requiring disclosure under Item 404 of Regulation S-K, and is not a party to any arrangement or understanding with any other person pursuant to which he was selected as a director.

As Mr. Ricks is remaining with the Company as a non-Officer Employee, at this time, no modification to Mr. Ricks’ existing compensation arrangement with the Company has been made in connection with his appointment as a member of the Board.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

August 3, 2015     By:   /s/ Mark R. Shaw
      Senior Vice President General Counsel & Corporate Secretary
 GRAPHIC 2 g79096g04h77.jpg GRAPHIC begin 644 g79096g04h77.jpg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