-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CcrEwrhvX7UFrhk6Z8/w5oDUW5gQGKOv/nqXvROJ2se5JpWX4zCNs869rKNKY7xK uqQpspj/NkwoU8WDFk+XSA== 0001091946-04-000004.txt : 20040917 0001091946-04-000004.hdr.sgml : 20040917 20040917172217 ACCESSION NUMBER: 0001091946-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040916 FILED AS OF DATE: 20040917 DATE AS OF CHANGE: 20040917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST AIRLINES CO CENTRAL INDEX KEY: 0000092380 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 741563240 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2702 LOVE FIELD DR STREET 2: P O BOX 36611 CITY: DALLAS STATE: TX ZIP: 75235 BUSINESS PHONE: 2147924000 MAIL ADDRESS: STREET 1: PO BOX 36611 CITY: DALLAS STATE: TX ZIP: 75235-1611 FORMER COMPANY: FORMER CONFORMED NAME: AIR SOUTHWEST CO DATE OF NAME CHANGE: 19760108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKS RON CENTRAL INDEX KEY: 0001027718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07259 FILM NUMBER: 041036415 BUSINESS ADDRESS: STREET 1: C/O SOUTHWEST AIRLINES CO STREET 2: 2702 LOVE FIELD DRIVE CITY: DALLAS STATE: TX ZIP: 75235-1611 BUSINESS PHONE: 2147924000 MAIL ADDRESS: STREET 1: C/O SOUTHWEST AIRLINES CO STREET 2: P O BOX 36611 CITY: DALLAS STATE: TX ZIP: 75235 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-09-16 1 0000092380 SOUTHWEST AIRLINES CO LUV 0001027718 RICKS RON C/O SOUTHWEST AIRLINES CO P O BOX 36611 DALLAS TX 75235 0 1 0 0 Senior Vice President Option (Right to Buy) 14.75 2004-09-01 4 A 0 92 14.75 A 2004-09-01 2014-09-01 Common Stock 92 92 D Option (Right to Buy) 14.75 2004-09-01 4 A 0 138 14.75 A 2005-09-01 2014-09-01 Common Stock 138 138 D Option (Right to Buy) 14.75 2004-09-01 4 A 0 185 14.75 A 2006-09-01 2014-09-01 Common Stock 185 185 D Option (Right to Buy) 14.75 2004-09-01 4 A 0 231 14.75 A 2007-09-01 2014-09-01 Common Stock 231 231 D Option (Right to Buy) 14.75 2004-09-01 4 A 0 277 14.75 A 2008-09-01 2014-09-01 Common Stock 277 277 D Option (Right to Buy) 14.75 2004-09-01 4 A 0 323 14.75 A 2009-09-01 2014-09-01 Common Stock 323 323 D Option (Right to Buy) 14.75 2004-09-01 4 A 0 369 14.75 A 2010-09-01 2014-09-01 Common Stock 369 369 D Option (Right to Buy) 14.75 2004-09-01 4 A 0 415 14.75 A 2011-09-01 2014-09-01 Common Stock 415 415 D Option (Right to Buy) 14.75 2004-09-01 4 A 0 462 14.75 A 2012-09-01 2014-09-01 Common Stock 462 462 D Option (Right to Buy) 14.75 2004-09-01 4 A 0 508 14.75 A 2013-09-01 2014-09-01 Common Stock 508 508 D The option grant date was September 1, 2004, subject to approval by a committee of Southwest's board of directors on September 16, 2004. Options are granted pursuant to the Company's 1996 Incentive Stock Option Plan and 1996 Non-Qualified Stock Option Plan. On behalf of and attorney-in-fact for Ron Ricks /s/ Deborah Ackerman 2004-09-17 -----END PRIVACY-ENHANCED MESSAGE-----